Steven F. Wickline

SOUTHSTATE ADVISORY

Daniel Island, SC 29492

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CRD#: 5457311

Professional summary

Steven F Wickline, who also goes by Steven Forrest Wickline, is a registered financial advisor currently at SOUTHSTATE ADVISORY, INC. located in Daniel Island, South Carolina and PRIVATE CAPITAL MANAGEMENT, LLC located in Daniel Island, South Carolina.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Steven has worked at 7 firms and has passed the Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Forrest Wickline

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CFA Society of South Carolina: Board Member The Formation Project: Board Member

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven F Wickline's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2025 - Present

SOUTHSTATE ADVISORY, INC.

Office #1: 899 Island Park Drive, Daniel Island, SC 29492

RIA

CRD#: 153113

Daniel Island, SC

Current

June 24, 2025 - Present

PRIVATE CAPITAL MANAGEMENT, LLC

Office #1: 899 Island Park Drive, Daniel Island, SC 29492

RIA

CRD#: 165306

Daniel Island, SC

Past

April 23, 2021 - November 20, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLESTON, SC

Past

March 8, 2014 - March 4, 2016

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

June 28, 2012 - February 25, 2014

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

June 28, 2012 - February 25, 2014

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

May 22, 2009 - June 27, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BOSTON, MA

Past

May 22, 2009 - June 27, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOSTON, MA

Past

June 3, 2008 - May 22, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LYNCHBURG, VA

Past

April 4, 2008 - May 22, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LYNCHBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUTHSTATE ADVISORY, INC.

CRD#: 153113 / SEC#: 801-71264

RIA

Registered Investment Advisory firm - (4/7/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/24/2025)

IAR

South Carolina
(1/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 9/9/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/3/2008

General Securities Representative Examination

Current Firm

SOUTHSTATE ADVISORY, INC.

CRD#: 153113 / SEC#: 801-71264

RIA

Registered Investment Advisory firm - (4/7/2010 Approved)

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Contact information

Main Address

520 Gervais St, Columbia, SC 29201

Mailing Address

Phone number

(803) 231-3492

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOUTH STATE ADVISORY, INC. ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	441
AUM (Assets Under Management)	$ 3,783,729,428

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2025	Cover Page	Report
01/26/2024	Cover Page	Report
03/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven F. Wickline

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven F Wickline's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CAPITAL MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

SOUTHSTATE ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2008

Series 3

Date: 9/9/2011

Series 7

Date: 4/3/2008

Current Firm

SOUTHSTATE ADVISORY, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SOUTHSTATE ADVISORY, INC.

TRUST BUT VERIFY

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