Loren W. Sherman

INTEGRITY WEALTH MANAGEMENT LLC

Waukee, IA 50263

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CRD#: 5457141

Professional summary

Loren W Sherman, AIF®, CFP®, who also goes by Loren William Sherman, is a registered financial advisor currently at INTEGRITY WEALTH MANAGEMENT LLC located in Waukee, Iowa.

Loren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Loren has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Loren William Sherman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.INDEPENDENT INSURANCE AGENT, 140 S 68TH ST STE 1100, WEST DES MOINES, IA, 4/2006 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 15/WK - 8/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loren W Sherman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

April 11, 2019 - Present

INTEGRITY WEALTH MANAGEMENT LLC

Office #1: 550 Se Red Fern Drive, Waukee, IA 50263

RIA

CRD#: 301088

Waukee, IA

Past

October 20, 2018 - April 23, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

FAIRFIELD, IA

Past

July 24, 2017 - October 20, 2018

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

WEST DES MOINES, IA

Past

October 15, 2008 - September 3, 2009

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

WEST DES MOINES, IA

Past

January 1, 2008 - August 7, 2008

SIGNATOR INVESTORS, INC.

CRD#: 468

CLIVE, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(4/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/22/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INTEGRITY WEALTH MANAGEMENT LLC

CRD#: 301088 / SEC#:

Iowa

Registered Investment Advisory firm - (4/2/2019 Approved)

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Contact information

Main Address

Waukee, IA

Mailing Address

Phone number

(515) 326-0107

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 49,833,199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Loren W. Sherman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loren W Sherman's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY WEALTH MANAGEMENT LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

INVESTMENT ADVISORS CORP

SUNSET FINANCIAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2017

Series 63

Date: 1/18/2008

Series 6

Date: 12/22/2007

Current Firm

INTEGRITY WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INTEGRITY WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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