Nicholas L. Depilla
Professional summary
Nicholas Louis Depilla, who also goes by Nicholas L Depilla, Nicholas Depilla, is a registered financial professional currently at BLUE OCEAN ATS located in West Palm Beach, Florida.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2008. Nicholas has worked at 7 firms and has passed the Series 63, Series 99TO, Series 34, Series 3, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Louis Depilla's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2024 - Present
BLUE OCEAN ATS
Office #1: 515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401July 14, 2021 - December 19, 2023
CODA MARKETS, INC.
June 26, 2018 - April 20, 2021
TD AMERITRADE, INC.
March 29, 2016 - June 5, 2018
FORESIDE FUND SERVICES, LLC
December 12, 2011 - June 15, 2015
REGAL SECURITIES, INC.
March 31, 2010 - December 16, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 15, 2008 - April 9, 2008
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BLUE OCEAN ATS
CRD#: 306512 / SEC#: , 8-70452
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUE OCEAN TECHNOLOGIES, LLC | MANAGING MEMBER | |
| BEATON, DANIEL STEWART | REGISTERED FINANCIAL PRINCIPAL | 4240769 |
| BROWN, JASON MATTHEW | HEAD OF SALES AND ATS OPERATIONS | 2334010 |
| HYNDMAN, BRIAN KEITH | PRESIDENT & CEO | 2281837 |
| MEADE, CHRISTOPHER HILARY | CHIEF COMPLIANCE OFFICER | 2629159 |
| WISHIK, EDWARD | CHIEF FINANCIAL OFFICER | 2264777 |
Red Flags
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