Michael M. Rollins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Metrinko Rollins, who also goes by Michael M Rollins, Michael Rollins, Michael Metrinko Rollins, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2008. Michael had worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2015 - April 1, 2016
GROWTH CAPITAL SERVICES, INC.
November 5, 2010 - February 15, 2011
CREDIT SUISSE SECURITIES (USA) LLC
November 5, 2010 - February 15, 2011
CREDIT SUISSE SECURITIES (USA) LLC
June 1, 2009 - November 18, 2010
MORGAN STANLEY
June 1, 2009 - November 18, 2010
MORGAN STANLEY
May 22, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 9, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 17, 2008 - March 26, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROWTH CAPITAL SERVICES, INC.
CRD#: 124658 / SEC#: , 8-65705
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Financial | 1 |
Red Flags
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