KB
Kaija Bruveris
SCHWAB WEALTH ADVISORY
Richfield, OH 44286
Some features on this profile are disabled
CRD#: 5456067
KB
Professional summary
Kaija Bruveris, who also goes by Kaija Bruveris Ipson, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Richfield, Ohio and CHARLES SCHWAB & CO., INC. located in Richfield, Ohio.
Kaija is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kaija has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kaija Bruveris Ipson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NOURISHING ENERGY LLC | NOT INVESTMENT-RELATED | PENINSULA, OHIO | AGRICULTURE/FORESTRY/FISHING | OWNER | START DATE 4/13/2021 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | Growing flowers, predominantly sunflowers, handmade crafts made by me at home like candles and candle holders, focus is on offering resources of positive energy.
CRS (Client Relationship Summary) - RIA
Click below to view Kaija Bruveris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 26, 2023 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 4150 Kinross Lakes Pkwy, Richfield, OH 44286RIA
CRD#: 159035
Richfield, OH
Current
June 20, 2017 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 4150 Kinross Lakes Pkwy, Richfield, OH 44286RIA
BD
CRD#: 5393
Richfield, OH
Past
June 20, 2017 - December 26, 2023
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Twinsburg, OH
Past
January 27, 2017 - June 1, 2017
SUMMIT WEALTH MANAGEMENT LLC
RIA
CRD#: 226722
AKRON, OH
Past
October 7, 2009 - December 15, 2016
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
RICHFIELD, OH
Past
October 6, 2009 - December 15, 2016
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
RICHFIELD, OH
Past
May 18, 2009 - September 24, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
AKRON, OH
Past
May 15, 2009 - September 24, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
AKRON, OH
Past
April 24, 2008 - March 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
March 26, 2008 - March 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/20/2017)
RR
Alaska(6/20/2017)
RR
Arizona(6/20/2017)
RR
Arkansas(6/20/2017)
RR
California(6/20/2017)
RR
Colorado(6/20/2017)
RR
Connecticut(6/20/2017)
RR
Delaware(6/20/2017)
RR
District of Columbia(6/20/2017)
RR
Florida(6/20/2017)
RR
Georgia(6/20/2017)
RR
Hawaii(6/20/2017)
RR
Idaho(6/20/2017)
RR
Illinois(6/20/2017)
RR
Indiana(6/20/2017)
RR
Iowa(6/20/2017)
RR
Kansas(6/20/2017)
RR
Kentucky(6/20/2017)
RR
Louisiana(6/20/2017)
RR
Maine(6/20/2017)
RR
Maryland(6/20/2017)
RR
Massachusetts(6/20/2017)
RR
Michigan(6/20/2017)
RR
Minnesota(6/20/2017)
RR
Mississippi(6/20/2017)
RR
Missouri(6/20/2017)
RR
Montana(6/20/2017)
RR
Nebraska(6/20/2017)
RR
Nevada(6/20/2017)
RR
New Hampshire(6/20/2017)
RR
New Jersey(6/20/2017)
RR
New Mexico(6/20/2017)
RR
New York(6/20/2017)
RR
North Carolina(6/26/2017)
RR
North Dakota(6/20/2017)
RR
Ohio(6/20/2017)
IAR
Ohio(12/26/2023)
RR
Oklahoma(6/20/2017)
RR
Oregon(6/20/2017)
RR
Pennsylvania(6/20/2017)
RR
Puerto Rico(6/20/2017)
RR
Rhode Island(6/20/2017)
RR
South Carolina(6/20/2017)
RR
South Dakota(6/20/2017)
RR
Tennessee(6/20/2017)
RR
Texas(6/20/2017)
RR
Utah(6/20/2017)
RR
Vermont(6/20/2017)
RR
Virgin Islands(6/20/2017)
RR
Virginia(6/20/2017)
RR
Washington(6/20/2017)
RR
West Virginia(6/20/2017)
RR
Wisconsin(6/20/2017)
RR
Wyoming(6/20/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
