Melissa J. Charles
Professional summary
Melissa Jane Charles, who also goes by Melissa Jane Reed, is a registered financial professional currently at ANDES CAPITAL GROUP, LLC located in Los Angeles, California.
Melissa is registered as a RR (Registered Representative) and started their career in finance in 2008. Melissa has worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Melissa Jane Charles's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2017 - Present
ANDES CAPITAL GROUP, LLC
Office #1: 5200 Wilshire Blvd. Suite 560, Los Angeles, CA 90036January 17, 2014 - June 19, 2020
SILVERSTONE ADVISORS, INC.
February 27, 2008 - November 13, 2015
BLEY INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ANDES CAPITAL GROUP, LLC
CRD#: 139212 / SEC#: , 8-67202
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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