Charley M. Corbett

LOCAL WEALTH MANAGEMENT

NAPLES, FL 34108

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CRD#: 5455878

Professional summary

Charley Michael Corbett is a registered financial advisor currently at LOCAL WEALTH MANAGEMENT located in Naples, Florida.

Charley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Charley has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Charley Corbett, Self-employed (sole prop); not investment-related; 14 Johnnycake Dr. Naples, FL 34110; Property Management; Owner; Owner; 1/5/2024; 4 hours/ month; 0 hours/ month; Managerial and administrative duties pertaining to the efficient running of the HOA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charley Michael Corbett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2025 - Present

LOCAL WEALTH MANAGEMENT

Office #1: 999 Vanderbilt Beach Rd., Suite 200, Naples, FL 34108

RIA

CRD#: 336279

NAPLES, FL

Past

January 22, 2024 - March 20, 2025

AVIANCE CAPITAL PARTNERS LLC

RIA

CRD#: 146597

NAPLES, FL

Past

April 13, 2023 - August 10, 2023

NOVA WEALTH MANAGEMENT, INC.

RIA

CRD#: 169450

BONITA SPRINGS, FL

Past

June 9, 2022 - November 14, 2022

EARNED WEALTH

RIA

CRD#: 316933

NAPLES, FL

Past

January 29, 2010 - October 22, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Naples, FL

Past

March 12, 2008 - October 22, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Naples, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/22/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/12/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/12/2024

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/12/2024

General Securities Sales Supervisor - Options Module Examination

Current Firm

LOCAL WEALTH MANAGEMENT

LOCAL WEALTH MANAGEMENT | LOCAL WEALTH MANAGEMENT, LLC

CRD#: 336279 / SEC#:

Florida

Registered Investment Advisory firm - (6/12/2025 Approved)

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Contact information

Main Address

999 Vanderbilt Beach Rd., Suite 200, Naples, FL 34108

Mailing Address

Phone number

(239) 422-5454

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charley M. Corbett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charley Michael Corbett's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVIANCE CAPITAL PARTNERS LLC

NOVA WEALTH MANAGEMENT, INC.

EARNED WEALTH

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2010

Series 63

Date: 5/22/2008

Series 7TO

Date: 6/12/2024

SIE

Date: 10/1/2018

Series 7

Date: 3/7/2008

Series 10

Date: 6/12/2024

Series 9

Date: 6/12/2024

Current Firm

LOCAL WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

LOCAL WEALTH MANAGEMENT

TRUST BUT VERIFY

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