Charles H. Boling

GLOBAL WEALTH MANAGEMENT

Little Rock, AR 72212

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CRD#: 5455799

Professional summary

Charles Herbert Boling III, who also goes by Chad Boling, Charles Herbert Boling-lewis, is a registered financial advisor currently at GLOBAL WEALTH MANAGEMENT, INC. located in Little Rock, Arkansas.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Charles has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad Boling | Charles Herbert Boling-Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Herbert Boling III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2012 - Present

GLOBAL WEALTH MANAGEMENT, INC.

Office #1: 7 Sugar Maple Court Suite 100, Little Rock, AR 72212

RIA

CRD#: 115806

Little Rock, AR

Past

January 1, 2008 - May 2, 2012

GLOBAL WEALTH MANAGEMENT, INC.

RIA

CRD#: 115806

LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(5/29/2012)

IAR

Texas
(5/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2007

Uniform Investment Adviser Law Examination

Current Firm

GLOBAL WEALTH MANAGEMENT, INC.

GLOBAL WEALTH MANAGEMENT INC DBA GWMI | GWMI | GLOBAL WEALTH MANAGEMENT, INC. | GLOBAL WEALTH MANAGEMENT INC.

CRD#: 115806 / SEC#: 801-60614

RIA

Registered Investment Advisory firm - (5/2/2012 Terminated)

Arkansas

Registered Investment Advisory firm - (5/29/2012 Approved)

California

Registered Investment Advisory firm - (11/26/2016 Terminated)

Texas

Registered Investment Advisory firm - (5/2/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7 Sugar Maple Court Suite 100, Little Rock, AR 72212

Mailing Address

Phone number

(479) 685-6486

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	178
AUM (Assets Under Management)	$ 47,223,473

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles H. Boling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Herbert Boling III's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL WEALTH MANAGEMENT, INC.

GLOBAL WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2007

Current Firm

GLOBAL WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBAL WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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