KF
Kristen A. Fontaine
EOLAS CAPITAL
BOSTON, MA 02109
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CRD#: 5455706
KF
Professional summary
Kristen Anita Fontaine, who also goes by Kristen Anita Fournier, is a registered financial advisor currently at EOLAS CAPITAL located in Boston, Massachusetts and INTE SECURITIES LLC located in New York, New York.
Kristen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kristen has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristen Anita Fournier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 2/2022 INTE Securities LLC; Registered Representative; Investment Related; Boston, MA; Broker Dealer; 10 Hours/Month During Securities Trading Hours; including soliciting private placements on behalf of Partner Managers with whom INTE Securities has executed a Placement Agent Agreement. (2) 10/2021 Eolas Capital LLC; Head of Consultant Relations / Solicitor; Investment Related; Boston, MA; Solicitor Investment Advisory Firm; 30 Hours/Month during Securities Trading Hours; Soliciting investment advisory services on behalf of Eolas Capital clients. (3) Harmony Capital Advisors, LLC - Board Member since 09/01/2023 ; located at 20 Spruce Ave, Rye, NH 03870-2645; company deals with investment management; this is investment related; as a Member of the Board of Directors, approximately two hours are devoted per month none of which are during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kristen Anita Fontaine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2021 - Present
EOLAS CAPITAL
Office #1: Ten Post Office Square Suite 1102, Boston, MA 02109RIA
CRD#: 316292
BOSTON, MA
Current
February 15, 2022 - Present
INTE SECURITIES LLC
Office #1: 42 Broadway, Suite 12-128, New York, NY 10004BD
CRD#: 47107
NEW YORK, NY
Past
December 17, 2008 - October 4, 2021
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/2/2022)
RR
Alaska(9/2/2022)
RR
Arizona(9/2/2022)
RR
Arkansas(9/2/2022)
RR
California(2/15/2022)
RR
Colorado(9/2/2022)
RR
Connecticut(2/15/2022)
RR
Delaware(9/2/2022)
RR
District of Columbia(9/2/2022)
RR
Florida(2/15/2022)
RR
Georgia(9/2/2022)
RR
Hawaii(9/2/2022)
RR
Idaho(9/2/2022)
RR
Illinois(2/15/2022)
RR
Indiana(2/15/2022)
RR
Iowa(9/2/2022)
RR
Kansas(9/2/2022)
RR
Kentucky(9/2/2022)
RR
Louisiana(9/2/2022)
RR
Maine(9/2/2022)
RR
Maryland(9/2/2022)
IAR
Massachusetts(12/9/2021)
RR
Massachusetts(2/15/2022)
RR
Michigan(2/15/2022)
RR
Minnesota(9/2/2022)
RR
Mississippi(9/2/2022)
RR
Missouri(9/2/2022)
RR
Montana(9/2/2022)
RR
Nebraska(9/2/2022)
RR
Nevada(9/2/2022)
RR
New Hampshire(9/2/2022)
RR
New Jersey(9/2/2022)
RR
New Mexico(9/2/2022)
RR
New York(2/15/2022)
RR
North Carolina(9/2/2022)
RR
North Dakota(9/2/2022)
RR
Ohio(2/18/2022)
RR
Oklahoma(9/2/2022)
RR
Oregon(2/15/2022)
RR
Pennsylvania(2/15/2022)
RR
Rhode Island(9/2/2022)
RR
South Carolina(9/2/2022)
RR
South Dakota(9/2/2022)
RR
Tennessee(9/19/2024)
IAR
Texas(2/9/2022)
RR
Texas(2/15/2022)
RR
Utah(9/2/2022)
RR
Vermont(9/2/2022)
RR
Virginia(9/2/2022)
RR
Washington(2/15/2022)
RR
West Virginia(9/2/2022)
RR
Wisconsin(9/2/2022)
RR
Wyoming(9/2/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EC
EOLAS CAPITAL
EOLAS CAPITAL | EOLAS CAPITAL LLC
CRD#: 316292 / SEC#:
Massachusetts
Registered Investment Advisory firm - (10/26/2021 Approved)Texas
Registered Investment Advisory firm - (2/1/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Ten Post Office Square Suite 1102, Boston, MA 02109
Mailing Address
Phone number
(617) 468-4128
Established
Firm type
Fiscal year end
# of Employees
4
Red Flags
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Company Information
EOLAS CAPITAL
CRD#: 316292Boston, MA 02109TRUST BUT VERIFY
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