MF
Michael A. Fish
KESTRA ADVISORY SERVICES
Freehold, NJ 07728
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CRD#: 5455699
MF
Professional summary
Michael A Fish, who also goes by Michael Fish, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Freehold, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Freehold, New Jersey.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Fish
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/30/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: MICHAEL FISH POSITION: Coach NATURE: Coaching INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2025 ADDRESS: 7 Brentwood terrace, Middletown NJ 07748, United States DESCRIPTION: Coaching ice hockey Name: DYNASTY ADVISORS LLC FIXED INSURANCE POSITION: Sales director NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/02/2025 ADDRESS: 303 west Main Street, Freehold NJ 07728, United States DESCRIPTION: Lead agent in the office Name: DYNASTY ADVISORS POSITION: Sales agent NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/28/2025 ADDRESS: 303 west Main Street, Suite 410, Freehold NJ 07728, United States DESCRIPTION: registered rep activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael A Fish's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 303 West Main Street Suite 410, Freehold, NJ 07728RIA
CRD#: 283330
Freehold, NJ
Current
July 31, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 303 W. Main St Suite 410, Freehold, NJ 07728BD
CRD#: 42046
Freehold, NJ
Past
May 21, 2020 - July 31, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Freehold, NJ
Past
September 30, 2016 - July 31, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Freehold, NJ
Past
March 23, 2010 - September 30, 2016
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ISELIN, NJ
Past
January 9, 2008 - March 23, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
STATEN ISLAND, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/31/2025)
RR
Florida(7/31/2025)
RR
Nevada(7/31/2025)
RR
New Jersey(7/31/2025)
IAR
New Jersey(7/31/2025)
RR
New York(7/31/2025)
RR
Texas(7/31/2025)
IAR
Texas(7/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
