Thomas E. Guidici

GUIDICI WEALTH MANAGEMENT LLC

Warwick, RI 02886

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CRD#: 5455575

Professional summary

Thomas Edward Guidici, who also goes by Tom E Guidici, is a registered financial advisor currently at GUIDICI WEALTH MANAGEMENT LLC located in Warwick, Rhode Island.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Thomas has worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom E Guidici

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GUIDICI FINANCIAL GROUP DBA GPS RETIREMENT LLC - INSURANCE INDUSTRY, START DATE: 01/2012, FOUNDER AND INSURANCE AGENT. LOCATED AT 250B CENTERVILLE ROAD WARWICK, RI, USA, 02886. SELLING FIXED INDEX ANNUAITES, MYGA AND FIUL. APPROXIMATELY 32 HOURS A WEEK WITH APPROXIMATELY 20 HOURS DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Guidici's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2024 - Present

GUIDICI WEALTH MANAGEMENT LLC

Office #1: 250b Centerville Road, Warwick, RI 02886

RIA

CRD#: 330832

Warwick, RI

Past

April 22, 2024 - May 1, 2024

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

Warwick, RI

Past

October 19, 2023 - April 25, 2024

GIBBS WEALTH MANAGEMENT, LLC

RIA

CRD#: 281621

WARWICK, RI

Past

March 12, 2010 - August 16, 2011

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

WATERTOWN, MA

Past

March 12, 2010 - August 16, 2011

CITIZENS SECURITIES, INC.

CRD#: 39550

WATERTOWN, MA

Past

January 5, 2009 - February 23, 2010

BOFA ADVISORS, LLC

RIA

CRD#: 107900

BOSTON, MA

Past

September 5, 2008 - February 12, 2010

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

January 7, 2008 - September 8, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

WALTHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(5/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/15/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/16/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/17/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/5/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GUIDICI WEALTH MANAGEMENT LLC

GPS RETIREMENT LLC | GUIDICI WEALTH MANAGEMENT LLC

CRD#: 330832 / SEC#:

Rhode Island

Registered Investment Advisory firm - (4/29/2024 Approved)

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Contact information

Main Address

250b Centerville Road, Warwick, RI 02886

Mailing Address

Phone number

(844) 484-3424

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 7,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David Loughlin

CITIZENS SECURITIES, INC.

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WARWICK, RI

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Advisor Monitoring

Firm Stability Insights

Thomas E. Guidici

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Guidici's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPPELL ADVISORY SOLUTIONS LLC

GIBBS WEALTH MANAGEMENT, LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

BOFA ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2023

Series 66

Date: 12/15/2008

Series 63

Date: 1/16/2008

Series 7

Date: 11/17/2008

Series 6

Date: 1/5/2008

Current Firm

GUIDICI WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUIDICI WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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