Timothy J. Neuenschwander

NEUENSCHWANDER ASSET MANAGEMENT

Mcfarland, WI 53558

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CRD#: 5455364

Professional summary

Timothy James Neuenschwander, CFP® is a registered financial advisor currently at NEUENSCHWANDER ASSET MANAGEMENT, LLC located in Mcfarland, Wisconsin.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Timothy has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TJN Properties, LLC, McFarland, WI, Managing Member of Residential Real Estate, Not Investment Related, Start date 04/2017, approx 5 hours per month, 0 during securities trading hours, Passive rental real estate

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Neuenschwander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

March 27, 2023 - Present

NEUENSCHWANDER ASSET MANAGEMENT, LLC

Office #1: 4893 Larson Beach Rd, Mcfarland, WI 53558

RIA

CRD#: 125179

Mcfarland, WI

Past

November 21, 2007 - March 26, 2022

NEUENSCHWANDER ASSET MANAGEMENT, LLC

RIA

CRD#: 125179

Mc Farland, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEUENSCHWANDER ASSET MANAGEMENT, LLC

NEUENSCHWANDER ASSET MANAGEMENT | ROY NEUENSCHWANDER, CPA | NEUENSCHWANDER, ROY ERNEST | NEUENSCHWANDER ASSET MANAGEMENT, LLC

CRD#: 125179 / SEC#: 801-124791

RIA

Registered Investment Advisory firm - (4/29/2022 Approved)

Wisconsin

Registered Investment Advisory firm - (6/29/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/27/2023)

IAR

Wisconsin
(3/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2007

Uniform Investment Adviser Law Examination

Current Firm

NEUENSCHWANDER ASSET MANAGEMENT, LLC

NEUENSCHWANDER ASSET MANAGEMENT | ROY NEUENSCHWANDER, CPA | NEUENSCHWANDER, ROY ERNEST | NEUENSCHWANDER ASSET MANAGEMENT, LLC

CRD#: 125179 / SEC#: 801-124791

RIA

Registered Investment Advisory firm - (4/29/2022 Approved)

Wisconsin

Registered Investment Advisory firm - (6/29/2022 Terminated)

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Contact information

Main Address

4893 Larson Beach Rd, Mcfarland, WI 53558

Mailing Address

Phone number

(608) 838-3330

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAM FORM ADV PART 2A 3.22.2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 149,045,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Neuenschwander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Neuenschwander's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEUENSCHWANDER ASSET MANAGEMENT, LLC

NEUENSCHWANDER ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

NEUENSCHWANDER ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2007

Current Firm

NEUENSCHWANDER ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEUENSCHWANDER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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