Jason D. Stone
SECURA FINANCIAL
Orange, CA 92868-2944
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CRD#: 5455271
Professional summary
Jason Douglas Stone, CFP®, CPWA® is a registered financial advisor currently at SECURA FINANCIAL located in Orange, California and ARKADIOS CAPITAL located in Orange, California.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jason has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) START DATE 12/2007 I DEVOTE 10 HRS/MO (NONE DURING TRADING) AS TREASURER FOR THETA CHI FRATERNITY ZETA EPSILON ALUMNI ASSOCIATION. THIS IS NOT AN INVESTMENT RELATED ACTIVITY AND MY DUTIES INCLUDE MANAGING ALUMNI ASSOCIATION, FUND RAISING AND HOLDING EVENTS. BUSINESS LOCATION: 686 REDONDO AVE., LONG BEACH, CA 90804. (2) I DEVOTE 2 HRS/MO (NONE DURING TRADING) AS BOARD MEMBER AT LARGE OF CHILD LANE. THIS IS NOT AN INVESTMENT RELATED ACTIVITY AND MY DUTIES ARE TO ATTEND BOARD MEETINGS AND OVERSEE THE FOUNDATIONS FUNDS. BUSINESS ADDRESS: 2545 PACIFIC AVE., LONG BEACH, CA 90806. (3) START DATE 8/2013 I DEVOTE 150 HRS/MO (ALL DURING TRADING) AS FINANCIAL ADVISOR FOR SECURA FINANCIAL LLC. THIS IS AN INVESTMENT RELATED ACTIVITY AND MY DUTIES INCLUDE MANAGING CLIENT RELATIONSHIPS, ACCOUNT TRADING AND CORRESPONDENCE. BUSINESS ADDRESS SAME AS BRANCH ADDRESS. (4) START DATE 08/2013 I DEVOTE 10 HRS/MO (NONE DURING TRADING) AS OWNER/EMPLOYEE OF BENTLEY INSURANCE AGENCY. THIS IS NOT AN INVESTMENT RELATED ACTIVITY AND MY DUTIES INCLUDE WRITING AND REVIEWING INSURANCE POLICIES. BUSINESS ADDRESS IS THE SAME AS BRANCH ADDRESS. (5) START DATE 11/2019 MY DBA FOR SECURITIES BUSINESS IS SECURA FINANCIAL PLANNING AND WEALTH MANAGEMENT. THIS IS AN INVESTMENT RELATED ACTIVITY. BUSINESS ADDRESS SAME AS BRANCH LOCATION. (6)ARKADIOS CAPITAL; Yes; Orange, CA; Broker-dealer; Registered Representative; 03/2024; 25/ HRS MO; 25/ HRS MO;
CRS (Client Relationship Summary) - RIA
Click below to view Jason Douglas Stone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
CPWA®
Start date: 2018-04-03
Expire date: 2024-03-31
Experience
Current
September 30, 2013 - Present
SECURA FINANCIAL
Office #1: 333 City Boulevard West, Suite 2050, Orange, CA 92868-2944RIA
CRD#: 137324
Orange, CA
Current
March 7, 2024 - Present
ARKADIOS CAPITAL
Office #1: 333 City Blvd West Suite 2050, Orange, CA 92868BD
CRD#: 282710
Orange, CA
Past
April 20, 2018 - June 19, 2019
STONE HATCHER FINANCIAL
RIA
CRD#: 292406
ANAHEIM, CA
Past
September 16, 2015 - March 25, 2024
CROWN CAPITAL SECURITIES, L.P.
RIA
CRD#: 6312
ORANGE, CA
Past
January 2, 2015 - March 25, 2024
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
ORANGE, CA
Past
January 6, 2014 - December 31, 2014
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
ORANGE, CA
Past
August 7, 2013 - December 31, 2014
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
ORANGE, CA
Past
February 5, 2008 - August 14, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LONG BEACH, CA
Past
January 1, 2008 - August 14, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LONG BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SECURA FINANCIAL
BARTH FINANCIAL ADVISORS, LLC | SECURA FINANCIAL, LLC | SECURA FINANCIAL | H.M. BARTH & COMPANY, LLC, FINANCIAL PLANNING & WEALTH MANAGEMENT | H.M. BARTH & COMPANY, LLC
CRD#: 137324 / SEC#: 801-113072
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Alaska
Registered Investment Advisory firm - (5/24/2018 Terminated)California
Registered Investment Advisory firm - (6/20/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/7/2024)
RR
Arizona(3/7/2024)
IAR
California(9/30/2013)
RR
California(3/7/2024)
RR
Colorado(3/7/2024)
RR
Florida(3/7/2024)
RR
Georgia(3/7/2024)
RR
Hawaii(3/7/2024)
RR
Maryland(12/4/2024)
RR
Minnesota(12/11/2024)
RR
Nevada(3/7/2024)
RR
New Jersey(3/7/2024)
RR
New York(3/7/2024)
RR
Oregon(3/7/2024)
RR
Tennessee(3/7/2024)
RR
Texas(3/7/2024)
RR
Utah(12/24/2024)
RR
Virginia(5/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SECURA FINANCIAL
BARTH FINANCIAL ADVISORS, LLC | SECURA FINANCIAL, LLC | SECURA FINANCIAL | H.M. BARTH & COMPANY, LLC, FINANCIAL PLANNING & WEALTH MANAGEMENT | H.M. BARTH & COMPANY, LLC
CRD#: 137324 / SEC#: 801-113072
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Alaska
Registered Investment Advisory firm - (5/24/2018 Terminated)California
Registered Investment Advisory firm - (6/20/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
333 City Boulevard West, Suite 2050, Orange, CA 92868-2944
Mailing Address
Phone number
(714) 704-6616
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,141 |
| AUM (Assets Under Management) | $ 261,784,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
