SD
Stephen B. Dixon
BIRCHWOOD FINANCIAL PARTNERS
BLOOMINGTON, MN 55437
Some features on this profile are disabled
CRD#: 5455240
SD
Professional summary
Stephen Boyd Dixon, who also goes by Stephen Dixon, is a registered financial advisor currently at BIRCHWOOD FINANCIAL PARTNERS, INC. located in Bloomington, Minnesota.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Stephen has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Dixon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name of other business: Bestprep, investment related: no, address: 7100 Northland Circle N #402 Brooklyn Park MN 55428, nature of business: promote financial literacy to young people, position/title/relationship: teacher/mentor, start date: 07-2011, approx number of hours per month: 4, brief description of duties: present basic financial literacy concepts to students and provide career mentorship;
2. Kaplan Professional Education, teacher/educator since 11/2015-teaching classes to individuals studying to attain CFP-30 hrs over 2 months-not investment related;
3. Hamel Athletic Club; investment related: no; PO Box 62, Hamel, MN 55340; nonprofit; board of directors member; 11/2019; approximately 5 hours a month, 0 hours during trading; treasurer and league information officer; maintain financial records, website, registration and online administration functions.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Boyd Dixon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2014 - Present
BIRCHWOOD FINANCIAL PARTNERS, INC.
Office #1: 5601 Green Valley Dr. Suite 600, Bloomington, MN 55437RIA
CRD#: 169962
BLOOMINGTON, MN
Past
March 1, 2013 - August 15, 2014
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
EDINA, MN
Past
May 1, 2008 - December 31, 2012
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EDINA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BIRCHWOOD FINANCIAL PARTNERS, INC.
BIRCHWOOD FINANCIAL PARTNERS, INC. | KRAMER LOTHROP BREWER FINANCIAL | KLB FINANCIAL
CRD#: 169962 / SEC#: 801-79443
RIA
Registered Investment Advisory firm - (4/1/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(4/1/2014)
IAR
Texas(10/31/2018)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BIRCHWOOD FINANCIAL PARTNERS, INC.
BIRCHWOOD FINANCIAL PARTNERS, INC. | KRAMER LOTHROP BREWER FINANCIAL | KLB FINANCIAL
CRD#: 169962 / SEC#: 801-79443
RIA
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Contact information
Main Address
5601 Green Valley Dr. Suite 600, Bloomington, MN 55437
Mailing Address
Phone number
(952) 885-9088
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,720 |
| AUM (Assets Under Management) | $ 743,954,960 |
Red Flags
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