JB
Joseph K. Brill
KNOX AVENUE FINANCIAL
St. Paul, MN 55102
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CRD#: 5455127
JB
Professional summary
Joseph K Brill is a registered financial advisor currently at KNOX AVENUE FINANCIAL CORP. located in St. Paul, Minnesota.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joseph has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RENTAL PROPERTY/MN, OWNER, 10/2009.
2) KAPPA SIGMA BUILDING ASSOCIATION, CONSULTANT, PRESIDENT, TREASURER, BOARD MEMBER, COLLEGE FRATERNITY, THE BUILDING ASSOCIATION EXISTS TO PROVIDE HOUSING & GUIDANCE TO THE UNDERGRADUATES THAT ARE MEMBERS OF THE KAPPA SIGMA FRATERNITY AT THE UNIV OF WI, 7/10.
3) OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, LTC, DI, FIXED ANNUITIES, HEALTH INSURANCE AND MEDICAL/SUPPLEMENTAL INSURANCE THROUGH VARIOUS CARRIERS, 4/2/15.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph K Brill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2017 - Present
KNOX AVENUE FINANCIAL CORP.
Office #1: 380 St. Peter Street Suite 742, St. Paul, MN 55102RIA
CRD#: 289094
St. Paul, MN
Past
January 17, 2014 - August 10, 2017
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
EDINA, MN
Past
December 3, 2007 - August 10, 2017
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
EDINA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KNOX AVENUE FINANCIAL CORP.
BRILL, JOSEPH K. | KNOX AVENUE FINANCIAL CORP.
CRD#: 289094 / SEC#: 801-132796
RIA
Registered Investment Advisory firm - (5/19/2025 Approved)Alaska
Registered Investment Advisory firm - (12/6/2023 Terminated)Minnesota
Registered Investment Advisory firm - (5/21/2025 Terminated)Texas
Registered Investment Advisory firm - (5/20/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(8/9/2017)
IAR
Texas(9/19/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KA
KNOX AVENUE FINANCIAL CORP.
BRILL, JOSEPH K. | KNOX AVENUE FINANCIAL CORP.
CRD#: 289094 / SEC#: 801-132796
RIA
Registered Investment Advisory firm - (5/19/2025 Approved)Alaska
Registered Investment Advisory firm - (12/6/2023 Terminated)Minnesota
Registered Investment Advisory firm - (5/21/2025 Terminated)Texas
Registered Investment Advisory firm - (5/20/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
380 St. Peter Street Suite 742, St. Paul, MN 55102
Mailing Address
Phone number
(952) 426-4352
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 733 |
| AUM (Assets Under Management) | $ 118,929,883 |
Red Flags
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Company Information
KNOX AVENUE FINANCIAL CORP.
CRD#: 289094St. Paul, MN 55102TRUST BUT VERIFY
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