Jessi Hawk

HAWK CAPITAL WEALTH MANAGEMENT LLC

Walnut Creek, CA

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CRD#: 5454935

Professional summary

Jessi Hawk, who also goes by Haleh Hashemi, is a registered financial advisor currently at HAWK CAPITAL WEALTH MANAGEMENT LLC located in Walnut Creek, California.

Jessi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jessi has worked at 11 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Haleh Hashemi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) HAWK CAPITAL WEALTH MANAGEMENT - 7/14/2020 - 1851 2nd Avenue, Walnut Creek, CA 94597 - CEO/IAR, Invt Rel, RIA firm, 160 hrs/mo; 160 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessi Hawk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2020 - Present

HAWK CAPITAL WEALTH MANAGEMENT LLC

RIA

CRD#: 309556

Walnut Creek, CA

Past

May 2, 2025 - August 20, 2025

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

April 16, 2025 - May 14, 2025

SIERRA PACIFIC FINANCIAL ADVISORS

RIA

CRD#: 131738

PLEASANTON, CA

Past

April 3, 2018 - July 17, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

April 2, 2018 - July 17, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

January 25, 2017 - March 8, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

November 18, 2016 - March 8, 2018

SCOTTRADE, INC.

CRD#: 8206

FAIRFIELD, CA

Past

July 13, 2016 - November 1, 2016

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SAN FRANCISCO, CA

Past

July 12, 2016 - November 1, 2016

PRUCO SECURITIES, LLC.

CRD#: 5685

SAN FRANCISCO, CA

Past

February 14, 2014 - July 14, 2016

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

WALNUT CREEK, CA

Past

February 14, 2014 - July 14, 2016

SIGNATOR INVESTORS, INC.

CRD#: 468

WALNUT CREEK, CA

Past

September 3, 2013 - March 3, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

WALNUT CREEK, CA

Past

September 3, 2013 - March 3, 2014

LPL FINANCIAL LLC

CRD#: 6413

WALNUT CREEK, CA

Past

April 16, 2013 - September 23, 2013

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

SAN FRANCISCO, CA

Past

April 2, 2013 - September 23, 2013

PARK AVENUE SECURITIES LLC

CRD#: 46173

SAN FRANCISCO, CA

Past

February 14, 2008 - March 20, 2013

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SAN FRANCISCO, CA

Past

January 30, 2008 - March 20, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/7/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/6/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/29/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/6/2022

General Securities Principal Examination

Current Firm

HAWK CAPITAL WEALTH MANAGEMENT LLC

CRD#: 309556 / SEC#:

California

Registered Investment Advisory firm - (7/16/2020 Approved)

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Contact information

Main Address

Walnut Creek, CA

Mailing Address

Phone number

(415) 939-5316

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 3,749,538

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jessi Hawk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessi Hawk's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

SIERRA PACIFIC FINANCIAL ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/7/2008

Series 7TO

Date: 11/6/2022

SIE

Date: 10/1/2018

Series 7

Date: 1/29/2008

Series 24

Date: 11/6/2022

Current Firm

HAWK CAPITAL WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HAWK CAPITAL WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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