Michael S. Massey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Shannon Massey JR, who also goes by Michael S. Massey Jr., Michael Shannon Massey, Michael Massey, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2014 - December 31, 2015
ANCHOR PLANNING
March 6, 2013 - October 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 2013 - October 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 2011 - February 11, 2013
WELLS FARGO CLEARING SERVICES, LLC
October 4, 2011 - February 11, 2013
WELLS FARGO CLEARING SERVICES, LLC
December 5, 2007 - August 16, 2011
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ANCHOR PLANNING
CRD#: 173449 / SEC#:
Contact information
Red Flags
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