Jennifer L. Doak

WEALTHGEN ADVISORS

SARASOTA, FL 34236

CRD#: 5454850

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Professional summary

Jennifer L Doak, CFP®, who also goes by Jennifer Doak, Jennifer Loran Horval, is a registered financial advisor currently at WEALTHGEN ADVISORS, LLC located in Sarasota, Florida.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jennifer has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Doak | Jennifer Loran Horval

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer L Doak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

May 22, 2026 - Present

WEALTHGEN ADVISORS, LLC

Office #1: 650 Central Ave. Suite 1, Sarasota, FL 34236

RIA

CRD#: 306196

SARASOTA, FL

Past

July 1, 2020 - June 15, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SARASOTA, FL

Past

June 18, 2020 - June 6, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SARASOTA, FL

Past

December 14, 2009 - June 23, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Sarasota, FL

Past

July 6, 2009 - June 23, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Sarasota, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/4/2009

General Securities Representative Examination

Current Firm

WEALTHGEN ADVISORS, LLC

CRD#: 306196 / SEC#: 801-135441

Colorado

Registered Investment Advisory firm - (11/21/2025 Terminated)

Florida

Registered Investment Advisory firm - (1/24/2020 Approved)

Texas

Registered Investment Advisory firm - (6/15/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

650 Central Ave. Suite 1, Sarasota, FL 34236

Mailing Address

Phone number

(941) 706-4151

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (1/28/2026)

Regulatory assets under management

Total Number of Accounts	621
AUM (Assets Under Management)	$ 146,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jennifer L. Doak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer L Doak's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHGEN ADVISORS, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2009

SIE

Date: 10/1/2018

Series 7

Date: 7/4/2009

Current Firm

WEALTHGEN ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHGEN ADVISORS, LLC

TRUST BUT VERIFY

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