Aaron M. Mattox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron M Mattox was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2008. Aaron had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2020 - April 1, 2025
MATTOX WEALTH MANAGEMENT, LLC
July 13, 2018 - September 29, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 12, 2009 - July 13, 2018
STRATEGIC ADVISERS LLC
February 13, 2008 - September 28, 2020
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
MATTOX WEALTH MANAGEMENT, LLC
CRD#: 311389 / SEC#:
Contact information
Red Flags
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