Benjamin Edward Mogil
Professional Summary
Benjamin Edward Mogil is a registered financial advisor currently at FINALIS SECURITIES LLC located in New York, New York. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2008. Benjamin has worked at 4 firms and has passed the Series 63, SIE, Series 82TO, Series 86, Series 87 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC
Contact Information
Main Address
450 Lexington Ave, New York, NY 10017Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003Phone Number
(800) 962-0418Established
Delaware since 09/10/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/6/2024)
(4/30/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jun 2022About the Series 82TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Feb 2008About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Benjamin Edward Mogil's CRS (Customer Relationship Summary).
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