Alyssa Johnson

LARSON CAPITAL MANAGEMENT

CHESTERFIELD, MO 63017

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CRD#: 5454537

Professional summary

Alyssa Johnson, who also goes by Alyssa Danielle Richey, is a registered financial advisor currently at LARSON CAPITAL MANAGEMENT, LLC located in Chesterfield, Missouri and LARSON FINANCIAL SECURITIES, LLC located in Chesterfield, Missouri.

Alyssa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Alyssa has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alyssa Danielle Richey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyssa Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2024 - Present

LARSON CAPITAL MANAGEMENT, LLC

Office #1: 14567 North Outer 40 Suite 500, Chesterfield, MO 63017

RIA

CRD#: 301971

CHESTERFIELD, MO

Current

September 16, 2024 - Present

LARSON FINANCIAL SECURITIES, LLC

Office #1: 14567 North Outer 40 Rd Suite 500, Chesterfield, MO 63017

CRD#: 152517

Chesterfield, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LARSON CAPITAL MANAGEMENT, LLC

CRD#: 301971 / SEC#: 801-116807

RIA

Registered Investment Advisory firm - (6/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Missouri
(10/22/2024)

IAR

Missouri
(10/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/16/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/22/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

LARSON CAPITAL MANAGEMENT, LLC

CRD#: 301971 / SEC#: 801-116807

RIA

Registered Investment Advisory firm - (6/17/2019 Approved)

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Contact information

Main Address

14567 North Outer 40 Suite 500, Chesterfield, MO 63017

Mailing Address

Phone number

(314) 787-7436

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

2025.03.28_LCM FIRM BROCHURE FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 987,542,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alyssa Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyssa Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LARSON CAPITAL MANAGEMENT, LLC

LARSON FINANCIAL SECURITIES, LLC

Primary Firm SEC Registration

LARSON CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2024

Series 7TO

Date: 9/16/2024

SIE

Date: 4/22/2024

FINRA

Current Firm

LARSON CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LARSON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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