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JO

James H. Owen

OWEN LARUE FINANCIAL GROUP
Elizabethtown, KY 42701
Some features on this profile are disabled
CRD#: 5454356
JO

Professional summary

James Harrison Owen II, who also goes by James H Owen II, James H Owen, Jim Harrison Owen, is a registered financial advisor currently at OWEN LARUE FINANCIAL GROUP located in Elizabethtown, Kentucky.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. James has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James H Owen Ii | James H Owen | Jim Harrison Owen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Harrison Owen II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 14, 2017 - Present

OWEN LARUE FINANCIAL GROUP

Office #1: 109 W. Poplar Street, Elizabethtown, KY 42701
RIA
CRD#: 289436
Elizabethtown, KY
Past

September 1, 2016 - September 22, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
ELIZABETHTOWN, KY
Past

May 16, 2014 - September 15, 2017

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
ELIZABETHTOWN, KY
Past

May 16, 2014 - September 22, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
ELIZABETHTOWN, KY
Past

April 20, 2010 - May 19, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
ELIZABETHTOWN, KY
Past

April 16, 2010 - May 19, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ELIZABETHTOWN, KY
Past

March 27, 2008 - April 20, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LOUISVILLE, KY
Past

February 15, 2008 - April 20, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OL
OWEN LARUE FINANCIAL GROUP
OWEN LARUE FINANCIAL GROUP | OWEN LARUE, LLC

CRD#: 289436 / SEC#: 801-111041

RIA
Registered Investment Advisory firm - (8/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(9/14/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/25/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/22/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/14/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/27/2010
General Securities Principal Examination

Current Firm

OL
OWEN LARUE FINANCIAL GROUP
OWEN LARUE FINANCIAL GROUP | OWEN LARUE, LLC

CRD#: 289436 / SEC#: 801-111041

RIA
Registered Investment Advisory firm - (8/24/2017 Approved)
PREMIUM
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Contact information

Main Address
109 W. Poplar Street, Elizabethtown, KY 42701
Mailing Address
Phone number
(270) 769-9995
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/10/2026)

Regulatory assets under management

Total Number of Accounts1,509
AUM (Assets Under Management)$ 458,861,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OWEN LARUE FINANCIAL GROUP

CRD#: 289436Elizabethtown, KY 42701

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