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ED

Eric M. Deroche

NEW ORLEANS, LA 70130
Some features on this profile are disabled
CRD#: 5454246
ED
Eric Michael Deroche Jr

Professional summary

Eric Michael Deroche Jr, who also goes by Eric Michael Deroche Jr., Eric Michael Deroche, Eric Deroche, Deroche, Eric Michael Deroche Jr., was a registered financial advisor .

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Eric had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Eric Michael Deroche Jr. | Eric Michael Deroche | Eric Deroche | Deroche | Eric Michael Deroche Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Life Insurance Sales, Investment Related: 5500 Laurel Street, New Orleans, LA 70115: Insurance Sales: Independent Agent since 2007: Spends less than 5 hrs/mth during trading hrs. 2) Skywater LLC; 160 Mine Lake Ct. Ste 200, Raleigh, NC 27615; Real Estate Related; Managing Member; Since June 2022; 1 hour per month of own time; Active owner, short term rental property. 3) Van Slate Equipment LLC; 2230 Peters Rd., Harvey, LA 70058; Leasing heavy equipment; Not investment related; Partner/Managing Member; Since 2023; 1 hour per month during trading hours. 4) Van Slate EMD LLC; 703 Filmore Street, Covington, LA; Leasing heavy equipment; Not investment related; Partner; Since March 2024; 1 hour per month during trading hours. 5)Access To Meaningful Employment; Non-Profit; 3801 N. Causeway Blvd #204, Metairie, LA; Board member; Since July 2019; 2 hours during trading hours. 6)LA/SPCA Foundation; Non-Profit; 1700 Mardis Gras Blvd, New Orleans, LA; Board Member; Since October 2018; 2 hours during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2026 - Present

Office #1: 612 Andrew Higgins Blvd Suite 3000a, New Orleans, LA 70130
NEW ORLEANS, LA
Past

November 21, 2016 - September 4, 2026

FREEGULLIVER, LLC

RIA
CRD#: 117040
NEW ORLEANS, LA
Past

November 3, 2010 - August 17, 2016

MORGAN STANLEY

RIA
CRD#: 149777
NEW ORLEANS, LA
Past

October 4, 2010 - August 17, 2016

MORGAN STANLEY

BD
CRD#: 149777
NEW ORLEANS, LA
Past

February 18, 2010 - June 9, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

January 1, 2008 - February 19, 2010

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(9/4/2026)
IAR
Texas
(9/4/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/2/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/8/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/17/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/17/2010
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/9/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/26/2007
Investment Company Products/Variable Contracts Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

No current employment

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