Nicole M. Bailey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicole Marie Bailey, who also goes by Nicole Bailey, Nicole Marie Brown, was a registered financial professional .
Nicole is a previously registered financial professional and started their career in finance in 2008. Nicole had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2017 - June 22, 2018
VIGILANT WEALTH MANAGEMENT
April 3, 2012 - April 22, 2016
BALLENTINE PARTNERS
January 16, 2008 - July 21, 2011
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIGILANT WEALTH MANAGEMENT
CRD#: 119642 / SEC#: 801-61006
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,753 |
| AUM (Assets Under Management) | $ 2,200,862,557 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
