Nicholas D. Schubeler

THE PRIVATE INVESTMENT GROUP

Centerville, OH 45459

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CRD#: 5453641

Professional summary

Nicholas David Schubeler is a registered financial advisor currently at THE PRIVATE INVESTMENT GROUP, INC. located in Centerville, Ohio.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Nicholas has worked at 2 firms and has passed the Series 66 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas David Schubeler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2020 - Present

THE PRIVATE INVESTMENT GROUP, INC.

Office #1: 800 East Franklin Street, Centerville, OH 45459

RIA

CRD#: 128876

Centerville, OH

Past

December 21, 2009 - October 21, 2010

FIRST FINANCIAL CAPITAL ADVISORS LLC

RIA

CRD#: 119347

CINCINNATI, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE PRIVATE INVESTMENT GROUP, INC.

CRD#: 128876 / SEC#: 801-62497

RIA

Registered Investment Advisory firm - (11/7/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2018

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/18/2009

Uniform Investment Adviser Law Examination

Current Firm

THE PRIVATE INVESTMENT GROUP, INC.

CRD#: 128876 / SEC#: 801-62497

RIA

Registered Investment Advisory firm - (11/7/2003 Approved)

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Contact information

Main Address

800 East Franklin Street, Centerville, OH 45459

Mailing Address

Phone number

(937) 434-0500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	454
AUM (Assets Under Management)	$ 157,109,586

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas D. Schubeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas David Schubeler's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE PRIVATE INVESTMENT GROUP, INC.

FIRST FINANCIAL CAPITAL ADVISORS LLC

Primary Firm SEC Registration

THE PRIVATE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2018

Series 65

Date: 12/18/2009

Current Firm

THE PRIVATE INVESTMENT GROUP, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE PRIVATE INVESTMENT GROUP, INC.

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