Aubrey S. Klaseen Nunez
Professional summary
Aubrey Shanee Klaseen Nunez, who also goes by Aubrey Shanee Klaseen, Aubrey Klaseen, Aubrey Shanee Klaseen Nunez, Aubrey S Klaseen Nunez, Aubrey Nunez, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Aubrey is registered as a RR (Registered Representative) and started their career in finance in 2008. Aubrey has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aubrey Shanee Klaseen Nunez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 19 West 44th Street 7th Floor, New York, NY 10036August 6, 2021 - December 31, 2022
DISTRIBUTION SERVICES, LLC
January 19, 2018 - July 21, 2021
FRANKLIN TEMPLETON FUND ADVISER, LLC
September 13, 2017 - July 21, 2021
FRANKLIN DISTRIBUTORS, LLC
May 4, 2011 - September 5, 2017
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
October 26, 2010 - September 5, 2017
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
October 14, 2008 - April 23, 2010
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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