ST
Sherman W. Tegtmeier
J. W. COLE ADVISORS
OMAHA, NE 68154
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CRD#: 5452991
ST
Professional summary
Sherman W Tegtmeier is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Omaha, Nebraska and J.W. COLE FINANCIAL, INC. located in Omaha, Nebraska.
Sherman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Sherman has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SHERMAN TEGTMEIER PERFORMANCE HORSES/NON INVESTMENT RELATED/ HORSE BREEDING/PRESIDENT/30 HRS PER WEEK/ HORSE BREEDING. (2) DBA: VISTA WEALTH GROUP; INVESTMENT RELATED; 11235 DAVENPORT ST, SUITE 109, OMAHA NE; FINANCIAL ADVISOR; START: 12/22/2012; 20 HRS/MO; 20 TRADING HRS/MO; OFFICER/DIRECTOR; CLIENTS INVOLVED. (3) NON-VARIABLE INSURANCE SALES; SELLING HEALTH INSURANCE; CLIENTS INVOLVED. (4) Hope Creamery; Non-investment related; 19943 CR 20 Blair, NE 68008; Maintenance for family's Micro Dairy operation; Start Date: 1/4/2021; 0 Trading Hours/Month.
CRS (Client Relationship Summary) - RIA
Click below to view Sherman W Tegtmeier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 23, 2011 - Present
J. W. COLE ADVISORS, INC.
Office #1: 11235 Davenport St. Suite 109, Omaha, NE 68154Office #2: 312 E. 7th Street, Logan, IA 51546RIA
CRD#: 112294
OMAHA, NE
Current
December 20, 2011 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 11235 Davenport St. Suite 109, Omaha, NE 68154Office #2: 312 E. 7th Street, Logan, IA 51546BD
CRD#: 124583
Omaha, NE
Past
January 28, 2008 - December 23, 2011
EDWARD JONES
RIA
CRD#: 250
OMAHA, NE
Past
January 4, 2008 - December 23, 2011
EDWARD JONES
BD
CRD#: 250
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2017)
RR
California(1/19/2018)
RR
Florida(1/3/2022)
RR
Georgia(1/6/2017)
RR
Iowa(12/20/2011)
IAR
Iowa(11/21/2018)
RR
Kansas(6/18/2018)
RR
Missouri(12/20/2011)
RR
Nebraska(12/20/2011)
IAR
Nebraska(12/23/2011)
RR
New York(11/14/2019)
RR
Oklahoma(12/20/2011)
RR
Oregon(8/13/2018)
RR
Texas(2/22/2022)
RR
Washington(1/22/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Omaha, NE 68154TRUST BUT VERIFY
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