CW
Chad L. Wood
BOK FINANCIAL SECURITIES
Dallas, TX 75231
Some features on this profile are disabled
CRD#: 5452865
CW
Professional summary
Chad Lynn Wood, who also goes by Chad Lynn Burroughs, Chad Wood, is a registered financial advisor currently at BOK FINANCIAL SECURITIES, INC. located in Dallas, Texas.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Chad has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad Lynn Burroughs | Chad Wood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Lynn Wood's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Chad Lynn Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2021 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 8255 Walnut Hill Lane, Dallas, TX 75231Office #2: 755 E. Mulberry Ste. 520, San Antonio, TX 78212Office #3: 4306 Broadway, San Antonio, TX 78209Office #4: 6201 Hillcrest Ave., Dallas, TX 75205Office #5: 851 N. Macarthur, Coppell, TX 75019Office #6: 6701 Preston Rd., Dallas, TX 75205Office #7: 7600 W. Northwest Highway, Dallas, TX 75225Office #8: 4262 Live Oak, Dallas, TX 75204Office #9: 333 W. Campbell 1st & 2nd Floors, Richardson, TX 75080RIA
BD
CRD#: 17530
Dallas, TX
Current
October 15, 2021 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 8255 Walnut Hill Lane, Dallas, TX 75231Office #2: 755 E. Mulberry Ste. 520, San Antonio, TX 78212Office #3: 4306 Broadway, San Antonio, TX 78209Office #4: 6201 Hillcrest Ave., Dallas, TX 75205Office #5: 851 N. Macarthur, Coppell, TX 75019Office #6: 6701 Preston Rd., Dallas, TX 75205Office #7: 7600 W. Northwest Highway, Dallas, TX 75225Office #8: 4262 Live Oak, Dallas, TX 75204Office #9: 333 W. Campbell 1st & 2nd Floors, Richardson, TX 75080RIA
BD
CRD#: 17530
Dallas, TX
Past
January 26, 2021 - September 16, 2021
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
IRVING, TX
Past
January 26, 2021 - September 16, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
IRVING, TX
Past
May 24, 2016 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
LEWISVILLE, TX
Past
June 20, 2011 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
LEWISVILLE, TX
Past
March 17, 2008 - June 14, 2011
EDWARD JONES
RIA
CRD#: 250
DENTON, TX
Past
January 7, 2008 - June 14, 2011
EDWARD JONES
BD
CRD#: 250
DENTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BOK FINANCIAL SECURITIES, INC.
BANCALBUQUERQUE INVESTMENT CENTER | OPPENHEIM, DIVISION OF BOSC, INC. | MOBANK | E-SPECTRUM ADVISORS | CSBT INVESTMENT CENTER | COLORADO STATE BANK AND TRUST | BOSC, INC. | BOSC INC. | BOKFS | BOK FINANCIAL SECURITIES, INC. | BOK FINANCIAL SECURITIES | BOK FINANCIAL ADVISORS INVESTMENT CENTER | BOK FINANCIAL ADVISORS | BOK FINANCIAL | BANK OF TEXAS | BANK OF OKLAHOMA | BANK OF ARKANSAS | BANK OF ARIZONA | BANK OF ALBUQUERQUE | BANCTEXAS INVESTMENT CENTER | BANCOKLAHOMA INVESTMENT CENTER | BANCKANSAS CITY INVESTMENT CENTER | BANCARKANSAS INVESTMENT CENTER | BANCARIZONA INVESTMENT CENTER
CRD#: 17530 / SEC#: 801-53600, 8-35381
RIA
Registered Investment Advisory firm - SEC (1/28/1997 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/26/2001 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/26/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/8/2005 Terminated)Texas
Registered Investment Advisory firm - SEC (5/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/10/2022)
RR
Arizona(5/2/2025)
RR
Arkansas(1/20/2022)
RR
California(7/28/2023)
RR
Colorado(9/20/2022)
RR
Connecticut(7/7/2023)
RR
Florida(1/2/2024)
RR
Illinois(5/9/2022)
RR
Kentucky(10/18/2023)
RR
Louisiana(6/15/2022)
RR
Massachusetts(6/15/2022)
RR
Mississippi(10/17/2022)
RR
Missouri(6/15/2022)
RR
Montana(11/8/2024)
RR
Nevada(1/3/2023)
RR
New Mexico(6/20/2023)
RR
New York(6/15/2022)
RR
North Carolina(12/20/2023)
RR
Oklahoma(1/20/2022)
RR
Pennsylvania(9/29/2023)
RR
South Carolina(9/29/2023)
RR
Tennessee(9/29/2023)
RR
Texas(10/15/2021)
IAR
Texas(10/15/2021)
RR
Vermont(10/17/2023)
RR
Washington(4/16/2025)
RR
Wisconsin(10/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BOK FINANCIAL SECURITIES, INC.
BANCALBUQUERQUE INVESTMENT CENTER | OPPENHEIM, DIVISION OF BOSC, INC. | MOBANK | E-SPECTRUM ADVISORS | CSBT INVESTMENT CENTER | COLORADO STATE BANK AND TRUST | BOSC, INC. | BOSC INC. | BOKFS | BOK FINANCIAL SECURITIES, INC. | BOK FINANCIAL SECURITIES | BOK FINANCIAL ADVISORS INVESTMENT CENTER | BOK FINANCIAL ADVISORS | BOK FINANCIAL | BANK OF TEXAS | BANK OF OKLAHOMA | BANK OF ARKANSAS | BANK OF ARIZONA | BANK OF ALBUQUERQUE | BANCTEXAS INVESTMENT CENTER | BANCOKLAHOMA INVESTMENT CENTER | BANCKANSAS CITY INVESTMENT CENTER | BANCARKANSAS INVESTMENT CENTER | BANCARIZONA INVESTMENT CENTER
CRD#: 17530 / SEC#: 801-53600, 8-35381
RIA
Registered Investment Advisory firm - SEC (1/28/1997 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/26/2001 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/26/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/8/2005 Terminated)Texas
Registered Investment Advisory firm - SEC (5/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
One Williams Center Plaza Southeast, Tulsa, OK 74102
Mailing Address
P.o. Box 2300, Tulsa, OK 74192
Phone number
(918) 588-6000
Established
Oklahoma since 12/23/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
165
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOK FINANCIAL CORPORATION | DIRECT BENEFICIAL OWNER | |
| DEAN, BRETT ALAN | PRESIDENT | 1716141 |
| DODSON, CATHERINE JOANNE | CFO/FINOP | 6857597 |
| GALLATIN, THOMAS COY | EXECUTIVE DIRECTOR, ENERGY BANKING | 5971928 |
| GRAUER, SCOTT BRADLEY | CEO, CHAIRMAN | 1509326 |
| MAHANEY, MINDY MARGARET | BOKFS BOARD MEMBER | 6403627 |
| PARRISH, REBECCA ROSE | CHIEF COMPLIANCE OFFICER | 6273251 |
| SHAW, JAMES AUGUSTUS | SVP, DIRECTOR OF RETAIL SALES | 1264136 |
| STEELE, JAMES BRADFORD | SVP, CHIEF OPERATING OFFICER | 6317520 |
| SWANSON, JON CRAIG | BOKFS BOARD MEMBER | 5010899 |
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 835,622,979 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOK FINANCIAL SECURITIES, INC.
CRD#: 17530Dallas, TX 75231TRUST BUT VERIFY
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