Michael S. Mare

NOVA FINANCIAL SERVICES

COLORADO SPRINGS, CO 80903

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CRD#: 5452644

Professional summary

Michael Stephan Mare, who also goes by Michael Mare, is a registered financial advisor currently at NOVA FINANCIAL SERVICES located in Colorado Springs, Colorado.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Mare

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FREELANCE SINGER, START: 11/2014, ADDRESS' VARY, SOLE PROPRIETORSHIP, NOT INVESTMENT RELATED, 15 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2.NOVA FINANCIAL, LLC DBA QUANTUM WEALTH STRATEGIES LLC, START: 11/2014, 2225 OAK HILLS DR. COLORADO SPRINGS, CO, S-CORP/LLC, PASS THROUGH ENTITY FOR FEES/COMMISSIONS, CEO, INVESTMENT RELATED, 5 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Stephan Mare's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2014 - Present

NOVA FINANCIAL SERVICES

Office #1: 90 S. Cascade Avenue Ste. 1010, Colorado Springs, CO 80903

RIA

CRD#: 150148

COLORADO SPRINGS, CO

Past

November 3, 2014 - August 22, 2018

MUTUAL SECURITIES, INC.

CRD#: 13092

TUCSON, AZ

Past

January 25, 2012 - November 10, 2014

NEW ENGLAND SECURITIES

RIA

CRD#: 615

COLORADO SPRINGS, CO

Past

December 5, 2011 - November 10, 2014

NEW ENGLAND SECURITIES

CRD#: 615

COLORADO SPRINGS, CO

Past

October 26, 2010 - November 17, 2011

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

COLORADO SPRINGS, CO

Past

October 26, 2010 - November 17, 2011

KEY INVESTMENT SERVICES LLC

CRD#: 136300

COLORADO SPRINGS, CO

Past

February 5, 2008 - October 19, 2010

EDWARD JONES

RIA

CRD#: 250

MANITOU SPRINGS, CO

Past

January 4, 2008 - October 19, 2010

EDWARD JONES

CRD#: 250

MANITOU SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NOVA FINANCIAL SERVICES

CRD#: 150148 / SEC#: 801-79612

RIA

Registered Investment Advisory firm - (4/25/2014 Approved)

Arizona

Registered Investment Advisory firm - (4/28/2014 Terminated)

California

Registered Investment Advisory firm - (5/28/2014 Terminated)

Illinois

Registered Investment Advisory firm - (4/28/2014 Terminated)

Texas

Registered Investment Advisory firm - (4/28/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/3/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/2008

General Securities Representative Examination

Current Firm

NOVA FINANCIAL SERVICES

CRD#: 150148 / SEC#: 801-79612

RIA

Registered Investment Advisory firm - (4/25/2014 Approved)

Arizona

Registered Investment Advisory firm - (4/28/2014 Terminated)

California

Registered Investment Advisory firm - (5/28/2014 Terminated)

Illinois

Registered Investment Advisory firm - (4/28/2014 Terminated)

Texas

Registered Investment Advisory firm - (4/28/2014 Terminated)

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Contact information

Main Address

1630 E River Rd Suite 212, Tucson, AZ 85718

Mailing Address

Phone number

(520) 745-5555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NF - ADV PART 2A: FIRM BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	1,354
AUM (Assets Under Management)	$ 391,234,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael S. Mare

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Stephan Mare's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

NOVA FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2008

SIE

Date: 8/22/2018

Series 7

Date: 1/3/2008

Current Firm

NOVA FINANCIAL SERVICES

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NOVA FINANCIAL SERVICES

TRUST BUT VERIFY

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