BM
Barbara J. Maitland
ROTHWELL INVESTMENT ADVISORS
SALEM, MA 01970
Some features on this profile are disabled
CRD#: 5452564
BM
Professional summary
Barbara Jean Maitland, who also goes by Barbara Maitland, Barbara Jean Trifiro, is a registered financial advisor currently at ROTHWELL INVESTMENT ADVISORS located in Salem, Massachusetts and LPL FINANCIAL LLC located in Salem, Massachusetts.
Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Barbara has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Barbara Maitland | Barbara Jean Trifiro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/30/2012: Maitland Music - Other - Not Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading -1% Time Spent - Rent violins. 2. 07/30/2012: Maitland Tennis - Outside/W-2 Employment - Not Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading -1% Time Spent - Teaching pro. Market tennis products. 3. 09/04/2012: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading - 5% Time Spent - Fixed insurance and fixed annuities. 4. 12/12/2016: Maitland Music & Tennis - No Investment Related - Old Town Hall, Salem, MA - Other-Business Owner - Start 01/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 7/14/2017: No Business Name - Not Investment Related - Salem Senior Center, 5 Broad ST, Salem, MA 01970 - Other-Music Activity - Started 09/19/2017 - 1 Hour Per Month During Securities Trading - Instructing group music. 6. 8/28/2019 - No Business Name - Investment Related - Salem, MA - Real Estate Rental - Started 08/22/2019 - 1 Hours Per Month/0 Hours During Securities Trading. 7. 2/7/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 12/17/2012 - 1 Hours Per Month During Securities Trading. 8. 03/14/2022 - No Business Name -Not Investment Related - 32 Derby Square, Salem Ma. 01970 - Other - Family Music Leader - Organizer of a music activity - Start Date - 05/07/2022 - 8 Hours Per Month/0 Hours During Securities Trading 9. 07/21/2023 - Pickleball EZ2play & FUN4ALL - Not Investment Related - Salem, MA & Aguadilla, PR - Other - Coach - Certified Pickleball Pro - Start Date 06/04/2023 - 20 Hours Per Month/ 0 Hours During Trading 10. 07/22/2025 - Rothwell Investment Advisors - Not Investment Related - Other - LLC - At Reported Business Location(s) - Start Date:06/10/2025 - 4 Hrs/Mth - 0 Hrs During Trading. 11.10/08/2025- Rothwell Investment Advisors- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 06/01/2025- 10 Hours Per Month- 4 Hours During Trading- I provide investment advisory services through Rothwell Investment Advisors, an independent investment advisor firm. I started this business activity in 06/2025. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Jean Maitland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2025 - Present
ROTHWELL INVESTMENT ADVISORS
Office #1: 11a Derby Square, Salem, MA 01970RIA
CRD#: 337504
SALEM, MA
Current
September 17, 2012 - Present
LPL FINANCIAL LLC
Office #1: 11a Derby Square, Salem, MA 01970RIA
BD
CRD#: 6413
Salem, MA
Past
October 1, 2012 - October 24, 2025
FLAGSHIP HARBOR ADVISORS, LLC
RIA
CRD#: 155733
SALEM, MA
Past
April 8, 2008 - September 19, 2012
EDWARD JONES
RIA
CRD#: 250
SWAMPSCOTT, MA
Past
January 8, 2008 - September 19, 2012
EDWARD JONES
BD
CRD#: 250
SWAMPSCOTT, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2023)
RR
Arizona(9/17/2012)
RR
California(10/30/2012)
RR
Colorado(9/17/2012)
RR
Connecticut(9/17/2012)
RR
District of Columbia(9/3/2014)
RR
Florida(9/17/2012)
RR
Hawaii(7/15/2016)
RR
Illinois(3/6/2025)
RR
Indiana(5/1/2020)
RR
Kansas(8/14/2018)
RR
Kentucky(7/19/2018)
RR
Louisiana(10/7/2016)
RR
Maine(3/6/2025)
RR
Massachusetts(9/17/2012)
IAR
Massachusetts(9/2/2025)
RR
Minnesota(1/3/2022)
RR
Missouri(10/31/2013)
RR
Nebraska(5/15/2020)
RR
Nevada(1/21/2022)
RR
New Hampshire(9/17/2012)
RR
New Jersey(9/17/2012)
RR
New Mexico(9/17/2012)
RR
New York(9/17/2012)
RR
North Carolina(6/1/2020)
RR
Ohio(2/7/2014)
RR
Oregon(7/30/2019)
RR
Pennsylvania(1/11/2016)
RR
Puerto Rico(9/17/2012)
RR
Rhode Island(4/24/2013)
RR
South Carolina(10/26/2015)
RR
Texas(8/14/2018)
IAR
Texas(7/29/2025)
RR
Vermont(7/1/2014)
RR
Virginia(3/19/2014)
RR
Washington(6/27/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
ROTHWELL INVESTMENT ADVISORS
MAITLAND FINANCIAL GROUP | ROTHWELL INVESTMENT ADVISORS LLC | ROTHWELL INVESTMENT ADVISORS
CRD#: 337504 / SEC#: 801-133979
RIA
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Contact information
Main Address
11a Derby Square, Salem, MA 01970
Mailing Address
Phone number
(978) 387-9997
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (12 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROTHWELL INVESTMENT ADVISORS
CRD#: 337504Salem, MA 01970TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
