Gary R. Fletcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Ryan Fletcher, who also goes by Gary Fletcher, Ryan Fletcher, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2008. Gary had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2018 - September 16, 2019
WATERSTONE INVESTMENT COUNSEL, LLC
January 29, 2018 - March 9, 2018
HORTER INVESTMENT MANAGEMENT, LLC
June 8, 2016 - August 9, 2017
INTERNATIONAL ASSETS ADVISORY, LLC
June 6, 2016 - August 9, 2017
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
July 21, 2015 - April 20, 2016
CETERA ADVISORS LLC
July 20, 2015 - April 20, 2016
CETERA ADVISORS LLC
March 26, 2008 - July 1, 2015
EDWARD JONES
January 7, 2008 - July 1, 2015
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WATERSTONE INVESTMENT COUNSEL, LLC
CRD#: 106639 / SEC#: 801-114090
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 140,720,552 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
