Niels Buksik

ANCHORY

Argyle, TX

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CRD#: 5452418

Professional summary

Niels Buksik, CFP® is a registered financial advisor currently at ANCHORY, LLC located in Argyle, Texas.

Niels is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Niels has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Niels Buksik provides Tennis lessons approximately 7 hours per week outside of normal business hours. This does not account for any of his time during normal business hours. Niels Buksik is licensed to sell life and health insurance, however, he no longer sells insurance products and will not sell insurance products to clients or prospective clients of the firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Niels Buksik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

June 5, 2018 - Present

ANCHORY, LLC

RIA

CRD#: 293701

Argyle, TX

Past

November 19, 2024 - July 1, 2025

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

Aubrey, TX

Past

April 5, 2016 - February 27, 2018

MORGAN STANLEY

RIA

CRD#: 149777

SOUTHLAKE, TX

Past

April 5, 2016 - February 27, 2018

MORGAN STANLEY

CRD#: 149777

SOUTHLAKE, TX

Past

August 21, 2012 - April 4, 2016

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

Dallas, TX

Past

August 21, 2012 - April 4, 2016

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

ADDISON, TX

Past

March 3, 2011 - July 23, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DALLAS, TX

Past

February 23, 2011 - July 23, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DALLAS, TX

Past

August 6, 2008 - March 3, 2009

EDWARD JONES

RIA

CRD#: 250

DALLAS, TX

Past

July 14, 2008 - March 3, 2009

EDWARD JONES

CRD#: 250

DALLAS, TX

Past

December 12, 2007 - April 25, 2008

PRUCO SECURITIES, LLC.

CRD#: 5685

IRVING, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/21/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ANCHORY, LLC

ANCHORY, LLC | PEAK VANTAGE WEALTH LLC

CRD#: 293701 / SEC#:

Texas

Registered Investment Advisory firm - (6/5/2018 Approved)

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Contact information

Main Address

The Colony, TX

Mailing Address

Phone number

(817) 203-7325

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Niels Buksik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Niels Buksik's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELPOINTE ASSET MANAGEMENT LLC

MORGAN STANLEY

MORGAN STANLEY

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2008

Series 63

Date: 12/21/2007

SIE

Date: 2/27/2018

Series 7

Date: 7/11/2008

Series 6

Date: 12/11/2007

Current Firm

ANCHORY, LLC

Contact information

Documents

Red Flags

Company Information

ANCHORY, LLC

TRUST BUT VERIFY

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