Jared H. Brock

BROCK HILL WEALTH MANAGEMENT

Scituate, MA

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CRD#: 5452396

Professional summary

Jared Hobert Brock, CFP®, who also goes by Jared Brock, is a registered financial advisor currently at BROCK HILL WEALTH MANAGEMENT located in Scituate, Massachusetts.

Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jared has worked at 15 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jared Brock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.ndependent Agent, sales and service of fixed insurance products. 2.DBA: BROCK HILL PRIVATE ADVISORS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Hobert Brock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

August 28, 2023 - Present

BROCK HILL WEALTH MANAGEMENT

RIA

CRD#: 324946

Scituate, MA

Past

January 26, 2021 - September 19, 2023

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WELLESLEY, MA

Past

January 26, 2021 - September 19, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

WELLESLEY, MA

Past

April 19, 2018 - January 26, 2021

CITIZENS SECURITIES, INC.

CRD#: 39550

LEXINGTON, MA

Past

March 22, 2018 - January 26, 2021

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

LEXINGTON, MA

Past

August 23, 2016 - May 24, 2017

THREE BEARINGS FIDUCIARY ADVISORS, INC.

RIA

CRD#: 283926

HAMPTON, NH

Past

July 9, 2013 - October 27, 2016

MACKENSEN & COMPANY, INC.

RIA

CRD#: 107937

HAMPTON, NH

Past

December 7, 2012 - July 31, 2013

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SEAL BEACH, CA

Past

November 5, 2012 - July 31, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SEAL BEACH, CA

Past

April 5, 2012 - July 3, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

November 17, 2011 - January 18, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

LA JOLLA, CA

Past

November 17, 2011 - January 18, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

LA JOLLA, CA

Past

June 8, 2011 - June 20, 2011

HARRISDIRECT LLC

RIA

CRD#: 42159

ARLINGTON, VA

Past

June 8, 2011 - June 20, 2011

E*TRADE SECURITIES LLC

CRD#: 29106

SAN DIEGO, CA

Past

February 14, 2011 - April 27, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOS ANGELES, CA

Past

August 17, 2010 - April 27, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOS ANGELES, CA

Past

May 3, 2010 - June 29, 2010

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

April 22, 2010 - June 29, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

July 21, 2008 - March 18, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

WALTHAM, MA

Past

July 17, 2008 - March 18, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

WALTHAM, MA

Past

February 1, 2008 - June 17, 2008

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

MARLBOROUGH, MA

Past

December 12, 2007 - June 17, 2008

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MARLBOROUGH, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/26/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/12/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2007

General Securities Representative Examination

Current Firm

BROCK HILL WEALTH MANAGEMENT

BROCK HILL INC. | HALAL WEALTH PLAN | BROCK HILL WEALTH MANAGEMENT | BROCK HILL PRIVATE ADVISORS

CRD#: 324946 / SEC#: 801-127410

Massachusetts

Registered Investment Advisory firm - (8/28/2023 Approved)

Texas

Registered Investment Advisory firm - (3/28/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Newton, MA

Mailing Address

Phone number

(617) 618-8194

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	112
AUM (Assets Under Management)	$ 64,091,493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jared H. Brock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Hobert Brock's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

THREE BEARINGS FIDUCIARY ADVISORS, INC.

MACKENSEN & COMPANY, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

FIRST ALLIED SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/26/2018

Series 66

Date: 1/12/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2007

Current Firm

BROCK HILL WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BROCK HILL WEALTH MANAGEMENT

TRUST BUT VERIFY

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