Manoel A. Jardim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manoel A Jardim, who also goes by Manny Jardim, Manoel Antonio Jardim, Manoel Jardim, Manoel A Jardim, was a registered financial professional .
Manoel is a previously registered financial professional and started their career in finance in 2008. Manoel had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2022 - April 3, 2024
FIDELITY DISTRIBUTORS COMPANY LLC
February 17, 2017 - October 17, 2022
EMPOWER ADVISORY GROUP, LLC
February 13, 2015 - October 17, 2022
EMPOWER FINANCIAL SERVICES, INC.
February 20, 2013 - February 3, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2013 - February 3, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 9, 2012 - June 7, 2012
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
April 5, 2012 - June 7, 2012
AMUNDI DISTRIBUTOR US, INC.
July 13, 2011 - March 30, 2012
VOYA INVESTMENT MANAGEMENT CO. LLC
June 4, 2010 - March 30, 2012
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 23, 2008 - June 2, 2010
MSI FINANCIAL SERVICES, INC.
January 1, 2008 - April 1, 2008
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY DISTRIBUTORS COMPANY LLC
CRD#: 17507 / SEC#: , 8-35097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | STOCKHOLDER | |
| ACKERMAN, CHARLES ALLAN | DIRECTOR | 2168517 |
| ADAMS, ROBERT | COO | 1291582 |
| GUSTAFSON, DALTON | PRESIDENT/DIRECTOR | 2439305 |
| HAGGERTY, MARK A | EXECUTIVE VICE PRESIDENT/DIRECTOR | 4347837 |
| KAVANAUGH, NATALIE ANN | CHIEF LEGAL OFFICER | |
| MCGINTY, JOHN JR. | CHIEF COMPLIANCE OFFICER | 5560420 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 17 |
Red Flags
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