Susan L. Sariti
Professional summary
Susan L Sariti, who also goes by Susan Leigh Gilmartin, is a registered financial advisor currently at NORTHEAST ADVISORY GROUP, LLC located in Scranton, Pennsylvania.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Susan has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan L Sariti's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2017 - Present
NORTHEAST ADVISORY GROUP, LLC
Office #1: 428 Lackawanna Avenue, Scranton, PA 18503December 19, 2016 - February 3, 2017
LPL FINANCIAL LLC
May 9, 2011 - February 3, 2017
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/9/2017)
Exams
Current Firm
NORTHEAST ADVISORY GROUP, LLC
CRD#: 287954 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 168 |
| AUM (Assets Under Management) | $ 56,327,753 |
Red Flags
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