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Tara Davis

Tara Davis

Auburn, ME 04210
Some features on this profile are disabled
CRD#: 5452181
Tara Davis
Tara Davis

Professional summary

Tara Davis, who also goes by Tara Jean Davis, Tara Jean Gammon, was a registered financial advisor .

Tara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Tara had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Services Offered

Financial Planning
Retirement Planning
Tax Planning

Aliases

Tara Jean Davis | Tara Jean Gammon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Board of Directors; Oxford Hills Music, Arts and Drama Boosters; Treasurer; 256 Main St., South Paris, ME, 04281; Not Investment-Related; 09/24/2025; 1 to 9 hours per month; 0 during trading hours / Pink Feather Foundation; Treasurer; 83 Pleasant St, Oxford, ME, 04270; Not Investment-Related; 06/12/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; RPWM LLC; Support Advisor - Meet with Clients Prep Meetings Correspond with Clients; 262 S River Rd Ste 201, Bedford, NH, 3110; Investment-Related; 12/29/2021; 60 hours per month; 60 during trading hours. Other Business Activities; Notary Public; Notary Public; 2 Great Falls Plaza, Suite 6B-4, Auburn, ME, 04210; Not Investment-Related; 09/04/2002; 1 to 9 hours per month; 1 to 9 during trading hours / Oxford Elementary PTO; Member of the parent teacher organization at my children's elementary school; 79 Pleasant St., Oxford, ME, 04270; Not Investment-Related; 04/06/2017; 1 to 9 hours per month; 0 during trading hours / Girl Scouts of Maine; Girl Scouts get to lead their own adventures and team up with other girls in an all-girl environment to choose the exciting, hands-on activities that interest them most.; 138 Gannett Dr, South Portland, ME, 04106; Not Investment-Related; 07/06/2021; 1 to 9 hours per month; 0 during trading hours / Scouting America; Committee Chair of Scouts BSA Troop 130; Scouting America is a youth program of character development and values-based leadership training, which helps young people be "Prepared. For Life."; 17 E Main St, South Paris, ME, 04281; Not Investment-Related; 04/26/2025; 10 to 19 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2026 - Present

Office #1: 2 Great Falls Plaza Ste 6b-4, Auburn, ME 04210
Auburn, ME
Past

November 7, 2019 - September 24, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Oxford, ME
Past

November 7, 2019 - September 24, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Auburn, ME
Past

September 8, 2014 - November 5, 2019

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
AUBURN, ME
Past

July 30, 2014 - November 5, 2019

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
AUBURN, ME
Past

November 17, 2009 - May 24, 2010

TD WEALTH MANAGEMENT SERVICES INC.

BD
CRD#: 6940
GRAY, ME
Past

December 12, 2007 - November 17, 2009

BANCNORTH INVESTMENT GROUP, INC.

BD
CRD#: 31299
PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(9/10/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 8/20/2014
Uniform Combined State Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 12/15/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 7/9/2014
General Securities Representative Examination
General Industry/Product Exam
PR
Series 6
Status Unavailable
Passed: 12/11/2007
Investment Company Products/Variable Contracts Representative Examination

Current firm

No current employment

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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