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DB

Daniela Bendor Gus

JOSEPH CAPITAL
San Juan, PR
Some features on this profile are disabled
CRD#: 5452166
DB

Professional summary


Daniela Bendor Gus, who also goes by Gus Daniela Bendor, Daniela Bendor, Daniela Gus Bendor, is a registered financial professional currently at JOSEPH CAPITAL, LLC located in San Juan, .

Daniela is registered as a RR (Registered Representative) and started their career in finance in 2008. Daniela has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gus Daniela Bendor | Daniela Bendor | Daniela Gus Bendor

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Daniela Bendor Gus's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 28, 2016 - Present

JOSEPH CAPITAL, LLC

BD
CRD#: 120414
San Juan, PR
Past

January 9, 2012 - May 25, 2016

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
NEW YORK, NY
Past

December 17, 2009 - October 14, 2011

TRANCEKA CAPITAL, LLC

BD
CRD#: 118028
NEW YORK, NY
Past

March 20, 2008 - December 21, 2009

MARCO POLO SECURITIES INC.

BD
CRD#: 46561
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/28/2016)
RR
New York
(4/28/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 9/2/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


JC
JOSEPH CAPITAL, LLC
CONCENTRIC CAPITAL PARTNERS, LLC | JOSEPH CAPITAL, LLC

CRD#: 120414 / SEC#: , 8-65293

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
15 Calle Taft, Apt. 502, San Juan, PR 00911-1282
Mailing Address
15 Calle Taft, Apt. 502, San Juan, PR 00911-1282
Phone number
(917) 817-7674
Established
Delaware since 02/28/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
JOSEPH ADVISORS LTD.MEMBER
MILLER, JOHN STEVENSONCHIEF FINANCIAL OFFICER2139980
ROSS, MICHAEL PHILLIPCEO / CCO3133134

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JOSEPH CAPITAL, LLC

CRD#: 120414San Juan, PR

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