Thomas W. Francescon

STONE BRIDGE ASSET MANAGEMENT

Chattanooga, TN 37405

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CRD#: 5451941

Professional summary

Thomas Wayne Francescon SR, who also goes by Tom W. Francescon, is a registered financial advisor currently at STONE BRIDGE ASSET MANAGEMENT, LLC located in Chattanooga, Tennessee.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Thomas has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom W. Francescon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As of August 2015, Tom has been a Partner with Stone Bridge Capital Group, LLC located at 240 Forest Avenue, Suite 101, Chattanooga, TN 37405. Stone Bridge Capital Group,LLC serves as the general partner of the Stone Bridge Opportunities Fund, L.P. This is an investment-related activity. Tom spends less than 10% of his time on this activity during business hours or otherwise.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wayne Francescon SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2015 - Present

STONE BRIDGE ASSET MANAGEMENT, LLC

Office #1: 240 Forest Avenue Suite 101, Chattanooga, TN 37405

RIA

CRD#: 159334

Chattanooga, TN

Past

October 22, 2012 - December 4, 2015

DEMOSS CAPITAL, INC.

RIA

CRD#: 146963

CHATTANOOGA, TN

Past

February 20, 2008 - March 26, 2013

CAMPBELL ASSET MANAGEMENT, LLC

RIA

CRD#: 125052

CHATTANOOGA, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2008

Uniform Investment Adviser Law Examination

Current Firm

STONE BRIDGE ASSET MANAGEMENT, LLC

CRD#: 159334 / SEC#:

Alabama

Registered Investment Advisory firm - (1/30/2018 Approved)

Georgia

Registered Investment Advisory firm - (12/17/2012 Approved)

Tennessee

Registered Investment Advisory firm - (12/22/2011 Approved)

Texas

Registered Investment Advisory firm - (7/23/2014 Conditional Restricted)

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Contact information

Main Address

240 Forest Avenue Suite 101, Chattanooga, TN 37405

Mailing Address

Phone number

(423) 605-4645

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	526
AUM (Assets Under Management)	$ 82,362,796

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/22/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas W. Francescon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wayne Francescon SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONE BRIDGE ASSET MANAGEMENT, LLC

DEMOSS CAPITAL, INC.

CAMPBELL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2008

Current Firm

STONE BRIDGE ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STONE BRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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