Steven J. Callahan
Professional summary
Steven Joseph Callahan is a registered financial professional currently at KCOE CAPITAL LLC located in Scottsdale, Arizona.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Joseph Callahan's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2007 - Present
KCOE CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 12/10/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
KCOE CAPITAL LLC
CRD#: 104609 / SEC#: , 8-52955
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PINION WEALTH MANAGEMENT, LLC | SHAREHOLDER | |
| CALLAHAN, STEVEN JOSEPH | TREASURER, FINANCIAL PRINCIPAL, PFO, POO | 5451566 |
| DEGENSHEIN, DEBRA ANN | VP ADMINISTRATION & MUNI PRINCIPAL | 2923781 |
| FUNK, DONNA MARIE | CHAIRMAN OF BOARD | 7253561 |
| GIBBS, BRYCE EDWARD | DIRECTOR | 7255260 |
| MARTIN, PETER T | LLC MANAGER, CCO, AND AMLCO | 4901731 |
| WALD, JEFFREY JAY | DIRECTOR | 4742155 |
Red Flags
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