Edward J. Finley

ARROW WEALTH ADVISORY LLC

Charlottesville, VA

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CRD#: 5451245

Professional summary

Edward Joseph Finley II, who also goes by Edward Joseph Finley, Ej Finley, is a registered financial advisor currently at ARROW WEALTH ADVISORY LLC located in Charlottesville, Virginia.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Edward has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edward Joseph Finley | Ej Finley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*93755 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PENTON MEDIA INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1166 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OTHER, SEE DESCIPTION ABOVE. START DATE OF RELATIONSHIP: 35796 NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: EDITORIAL ADVISORY BOARD OF TRUSTS & ESTATES MAGAZINE. WE SERVE AS A RESOURCE TO THE EDITORIAL STAFF, SUGGESTING THEMES OR TOPICS IN THE INVESTMENT SPACE THAT FIDUCIARIES, LAWYERS AND ACCOUNTANTS MIGHT FIND INTERESTING. Professor of Finance, University of Virginia

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Joseph Finley II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2019 - Present

ARROW WEALTH ADVISORY LLC

RIA

CRD#: 296890

Charlottesville, VA

Past

July 25, 2016 - July 3, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

May 4, 2016 - July 3, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 10, 2012 - September 29, 2015

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

October 1, 2008 - April 3, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

December 18, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARROW WEALTH ADVISORY LLC

CRD#: 296890 / SEC#: 801-113354

RIA

Registered Investment Advisory firm - (6/4/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/7/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2007

General Securities Representative Examination

Current Firm

ARROW WEALTH ADVISORY LLC

CRD#: 296890 / SEC#: 801-113354

RIA

Registered Investment Advisory firm - (6/4/2018 Approved)

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Contact information

Main Address

Charlottesville, VA

Mailing Address

Phone number

(212) 997-9697

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-ARROW WEALTH ADVISORY LLC (1/31/2025)

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 198,478,848

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward J. Finley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Joseph Finley II's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

ARROW WEALTH ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2016

Series 63

Date: 4/7/2008

SIE

Date: 7/3/2018

Series 7

Date: 12/17/2007

Current Firm

ARROW WEALTH ADVISORY LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARROW WEALTH ADVISORY LLC

TRUST BUT VERIFY

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