RD
Rachelle L. Dal Monte
CLARITY WEALTH MANAGEMENT, L.L.C.
GILBERT, AZ 85234
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CRD#: 5451071
RD
Professional summary
Rachelle Lee Dal Monte, who also goes by Rachelle L Dal Monte, Rachelle Lee Dalmonte, Rachelle L Rathert, is a registered financial advisor currently at CLARITY WEALTH MANAGEMENT, L.L.C. located in Gilbert, Arizona and LPL FINANCIAL LLC located in Gilbert, Arizona.
Rachelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Rachelle has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rachelle L Dal Monte | Rachelle Lee Dalmonte | Rachelle L Rathert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/02/2018 - Clarity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/24/2018 - 80 Hours Per Month/3 During Securities Trading - Time Spent 60%.
2. 02/06/2018 - Clarity Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 01/24/2018 - 80 Hours Per Month/3 During Securities Trading - Time Spent 60% - I provide administrative services through Clarity Wealth Management, LLC., an independent investment advisor firm. I started this business activity in February 2018. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
3. 7/18/2018 - No Business Name - Investment Related - Home Based & At Reported Business Location(s) - Other-Notary - Start Date: 06/29/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Notary Public in Arizona.
Notary: Notarize LPL documents for clients
Precinct Committeemen: Elected into position, may facilitate with voter registration, absentee ballot access, perform outreach efforts, distribute campaign material and address voter concerns.
4. 01/02/2019 - No business name - Not investment related - Home bases - Business Owner - Reptile Breeding - start date 11/01/2018 - 5 hrs/mo - 0 hrs during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Rachelle Lee Dal Monte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2018 - Present
CLARITY WEALTH MANAGEMENT, L.L.C.
Office #1: 3303 E Baseline Rd Ste. 107, Gilbert, AZ 85234RIA
CRD#: 284874
GILBERT, AZ
Current
February 2, 2018 - Present
LPL FINANCIAL LLC
Office #1: 3303 E Baseline Rd Ste 107 Suite 207, Gilbert, AZ 85234RIA
BD
CRD#: 6413
GILBERT, AZ
Past
October 4, 2017 - December 21, 2017
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
May 28, 2009 - December 21, 2017
SCOTTRADE, INC.
BD
CRD#: 8206
MESA, AZ
Past
December 3, 2007 - March 23, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MESA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CLARITY WEALTH MANAGEMENT, L.L.C.
CLARITY WEALTH MANAGEMENT, L.L.C. | CLARITY WEALTH MANAGEMENT, LLC
CRD#: 284874 / SEC#: 801-123481
RIA
Registered Investment Advisory firm - (3/17/2022 Approved)Arizona
Registered Investment Advisory firm - (4/18/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/2/2018)
IAR
Arizona(12/19/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CLARITY WEALTH MANAGEMENT, L.L.C.
CLARITY WEALTH MANAGEMENT, L.L.C. | CLARITY WEALTH MANAGEMENT, LLC
CRD#: 284874 / SEC#: 801-123481
RIA
Registered Investment Advisory firm - (3/17/2022 Approved)Arizona
Registered Investment Advisory firm - (4/18/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3303 E Baseline Rd Ste. 107, Gilbert, AZ 85234
Mailing Address
3303 E Baseline Rd Ste 107, Gilbert, AZ 85234
Phone number
(480) 776-9670
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 909 |
| AUM (Assets Under Management) | $ 247,827,278 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CLARITY WEALTH MANAGEMENT, L.L.C.
CRD#: 284874Gilbert, AZ 85234TRUST BUT VERIFY
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