Sonya S. Imber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sonya Simone Imber, who also goes by Sonya Simone Imber Ms, was a registered financial professional .
Sonya is a previously registered financial professional and started their career in finance in 2008. Sonya had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2017 - April 19, 2022
METLIFE INVESTMENTS SECURITIES, LLC
June 30, 2016 - July 14, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
May 9, 2016 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
October 6, 2010 - August 30, 2013
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
November 10, 2008 - September 14, 2010
BLACKROCK FINANCIAL MANAGEMENT, INC
January 1, 2008 - September 14, 2010
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.