Tony W. Price

ADVISOR ALLIANCE LLC

SHEPHERDSTOWN, WV 25443

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CRD#: 5450935

Professional summary

Tony William Price is a registered financial advisor currently at ADVISOR ALLIANCE LLC located in Shepherdstown, West Virginia.

Tony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Tony has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tony Price is an accountant. From time to time, he will offer clients advice or products from this activity. Advisor Alliance LLC always acts in the best interest of the client. Clients are in no way required to utilize the services of any representative of Advisor Alliance LLC in their capacity as an accountant.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tony William Price's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2018 - Present

ADVISOR ALLIANCE LLC

Office #1: 120 N Princess St, Shepherdstown, WV 25443

RIA

CRD#: 289813

SHEPHERDSTOWN, WV

Past

July 30, 2015 - April 1, 2016

HFI WEALTH MANAGEMENT

RIA

CRD#: 121275

SHEPHERDSTOWN, WV

Past

February 17, 2011 - October 1, 2013

FOUNDERS FINANCIAL SECURITIES LLC

RIA

CRD#: 137945

MARTINSBURG, WV

Past

June 11, 2009 - February 14, 2011

TRUSTEE EMPOWERMENT & PROTECTION, INC.

RIA

CRD#: 108249

MARTINSBURG, WV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

West Virginia
(3/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2009

Uniform Investment Adviser Law Examination

Current Firm

ADVISOR ALLIANCE LLC

ADVISOR ALLIANCE LLC | OLL INVESTMENTS LLC

CRD#: 289813 / SEC#:

Maryland

Registered Investment Advisory firm - (11/30/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/30/2020 Approved)

Virginia

Registered Investment Advisory firm - (7/12/2018 Approved)

West Virginia

Registered Investment Advisory firm - (11/17/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

120 N Princess St, Shepherdstown, WV 25443

Mailing Address

Po Box 580, Shepherdstown, WV 25443

Phone number

(304) 728-6877

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tony W. Price

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tony William Price's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISOR ALLIANCE LLC

HFI WEALTH MANAGEMENT

FOUNDERS FINANCIAL SECURITIES LLC

TRUSTEE EMPOWERMENT & PROTECTION, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2009

Current Firm

ADVISOR ALLIANCE LLC

Contact information

Documents

Red Flags

Company Information

ADVISOR ALLIANCE LLC

TRUST BUT VERIFY

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