Randall W. Horton

HOWARD FINANCIAL SERVICES, LTD.

Dallas, TX 75231

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CRD#: 5450897

Professional summary

Randall Wyatt Horton is a registered financial advisor currently at HOWARD FINANCIAL SERVICES, LTD. located in Dallas, Texas.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Randall has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Wyatt Horton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2013 - Present

HOWARD FINANCIAL SERVICES, LTD.

Office #1: 8350 Meadow Road Suite 181, Dallas, TX 75231

RIA

CRD#: 107978

Dallas, TX

Past

February 15, 2008 - May 20, 2009

VICTORY CAPITAL SERVICES, INC.

CRD#: 37059

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOWARD FINANCIAL SERVICES, LTD.

HFS CAPITAL PARTNERS | HOWARD FINANCIAL SERVICES, LTD. | HOWARD FINANCIAL SERVICES, INC. | HFS WEALTH MANAGEMENT | HFS CAPITAL PARTNERS, LLC

CRD#: 107978 / SEC#: 801-46741

RIA

Registered Investment Advisory firm - (6/23/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/14/2008

General Securities Representative Examination

Current Firm

HOWARD FINANCIAL SERVICES, LTD.

HFS CAPITAL PARTNERS | HOWARD FINANCIAL SERVICES, LTD. | HOWARD FINANCIAL SERVICES, INC. | HFS WEALTH MANAGEMENT | HFS CAPITAL PARTNERS, LLC

CRD#: 107978 / SEC#: 801-46741

RIA

Registered Investment Advisory firm - (6/23/1994 Approved)

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Contact information

Main Address

8350 Meadow Road Suite 181, Dallas, TX 75231

Mailing Address

Phone number

(214) 346-0785

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HFS ADV BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,485
AUM (Assets Under Management)	$ 1,423,796,795

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/17/2026	Cover Page	Report
09/26/2024	Cover Page	Report
03/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Randall W. Horton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Wyatt Horton's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOWARD FINANCIAL SERVICES, LTD.

VICTORY CAPITAL SERVICES, INC.

Primary Firm SEC Registration

HOWARD FINANCIAL SERVICES, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/2013

Series 63

Date: 3/10/2008

Series 7

Date: 2/14/2008

Current Firm

HOWARD FINANCIAL SERVICES, LTD.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HOWARD FINANCIAL SERVICES, LTD.

TRUST BUT VERIFY

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