Dominic P. O'donovan
Professional summary
Dominic Patrick O'donovan, who also goes by Dominic Patrick O'donovan, Dominic Patrick Odonovan, Dominic P Odonovan, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in San Francisco, California and T. ROWE PRICE INVESTMENT SERVICES, INC. located in San Francisco, California.
Dominic is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Dominic has worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dominic Patrick O'donovan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2024 - Present
T. ROWE PRICE ASSOCIATES, INC.
Office #1: 333 Bush Street 31st Floor, San Francisco, CA 94104February 23, 2024 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 333 Bush Street Suite 2550, San Francisco, CA 94104August 5, 2013 - December 23, 2014
BLACKROCK INVESTMENTS, LLC
September 27, 2010 - December 23, 2014
BLACKROCK FUND ADVISORS
September 27, 2010 - August 5, 2013
BLACKROCK EXECUTION SERVICES
June 1, 2009 - September 13, 2010
MORGAN STANLEY
June 1, 2009 - September 13, 2010
MORGAN STANLEY
March 17, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 13, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 2/22/2024
General Securities Representative ExaminationFINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
