TA
Timothy K. Aubin
SECOND LINE CAPITAL
METAIRIE, LA 70002
Some features on this profile are disabled
CRD#: 5450789
TA
Professional summary
Timothy Kent Aubin, who also goes by Tim Aubin, is a registered financial advisor currently at SECOND LINE CAPITAL, LLC located in Metairie, Louisiana.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Timothy has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Aubin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/05/2015 - Level Four Insurance Serviecs, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 6/1/2015 - Time Spent 5% 2. 06/05/2015 - Faubourg Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/1/2015 - Time Spent 100% 3. 11/11/2015 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/5/2015 - 40 Hours Per Month/ 40 Hours During Securities Trading 4. 03/05/2016 - Aubin Investments LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 7/1/2015 - 2 Hours Per Month/ 0 Hours During Securities Trading 5. 03/09/2018 - Backnine Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 3/6/2018 - 2 Hours Per Month/ 2 Hours During Securities Trading 6. 10/11/2019 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 1/1/2020 - 120 Hours Per Month/ 120 Hours During Securities Trading 7. 10/11/2019 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 1/1/2020 - 120 Hours Per Month/ 120 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 05/31/2023 - Second Line Capital LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/18/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Second Line Capital LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Kent Aubin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2023 - Present
SECOND LINE CAPITAL, LLC
Office #1: 2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002RIA
CRD#: 324386
METAIRIE, LA
Past
August 2, 2018 - May 18, 2023
ADVISOR RESOURCE COUNCIL
RIA
CRD#: 164109
Gretna, LA
Past
June 17, 2015 - August 2, 2018
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
GRETNA, LA
Past
June 5, 2015 - December 22, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
METAIRIE, LA
Past
October 1, 2012 - June 17, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
GRETNA, LA
Past
October 1, 2012 - June 17, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
GRETNA, LA
Past
December 17, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
GRETNA, LA
Past
December 17, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
GRETNA, LA
Past
March 13, 2009 - August 20, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
METAIRIE, LA
Past
January 14, 2008 - January 1, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
METAIRIE, LA
Past
January 1, 2008 - August 20, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
METAIRIE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SL
SECOND LINE CAPITAL, LLC
ATCHLEY WEALTH MANAGEMENT | SECOND LINE CAPITAL, LLC | MUSSO RETIREMENT ADVISORS | FAUBOURG PRIVATE WEALTH | ELBRIDGE ADVISORS, LLC | COMBEST FINANCIAL SERVICES
CRD#: 324386 / SEC#: 801-127790
RIA
Registered Investment Advisory firm - (9/19/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(5/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SL
SECOND LINE CAPITAL, LLC
ATCHLEY WEALTH MANAGEMENT | SECOND LINE CAPITAL, LLC | MUSSO RETIREMENT ADVISORS | FAUBOURG PRIVATE WEALTH | ELBRIDGE ADVISORS, LLC | COMBEST FINANCIAL SERVICES
CRD#: 324386 / SEC#: 801-127790
RIA
Registered Investment Advisory firm - (9/19/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002
Mailing Address
Phone number
(504) 321-0923
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,502 |
| AUM (Assets Under Management) | $ 723,038,061 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SECOND LINE CAPITAL, LLC
CRD#: 324386Metairie, LA 70002TRUST BUT VERIFY
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