Kristine A. Bailey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristine Ann Bailey, who also goes by Kristine A Bailey Ms, Kristine Bailey, was a registered financial professional .
Kristine is a previously registered financial professional and started their career in finance in 2011. Kristine had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2021 - April 30, 2026
APW CAPITAL, INC.
September 15, 2014 - June 23, 2021
WELLS FARGO CLEARING SERVICES, LLC
June 10, 2013 - June 23, 2021
WELLS FARGO CLEARING SERVICES, LLC
August 12, 2011 - May 24, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APW CAPITAL, INC.
CRD#: 43814 / SEC#: , 8-50433
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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