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Jorgen Hans Jensen

CRD# 5450627·Registered 2008 - 2012
Previously Registered: Being a previously registered professional could mean that Jorgen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jorgen Hans Jensen was a registered financial advisor. Jorgen was a previously registered financial professional and started their career in finance 2008 - 2012. Jorgen had worked at 1 firm and has passed the Series 22 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

BLUE MOON FINANCIAL, LLC·CRD# 123224
BD
Denver, CO
January 18, 2008 - February 7, 2012

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Current Firm

BM
BLUE MOON FINANCIAL, LLC

BLUE MOON FINANCIAL, LLC

CRD#: 123224 / SEC#: 8-65576
BD
Cancelled by SEC on 05/01/2013

Contact Information

Established

Colorado since 08/14/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
NOMLIS, LLCMEMBER—
CHILDS, CHARLES EDWARDCCO714720
KOCZERA, LYNN COLTONFINOP1065105
SUTER, JOSHUA SCOTTPRINCIPAL-SALES MANAGER (CEO EQUIV)2680670

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 2008About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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