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MD

Mario Depasquale

HAMILTON GRANT LLC
Calabasas, CA 91302
Some features on this profile are disabled
CRD#: 5450591
MD

Professional summary

Mario Depasquale, who also goes by Mario W Depasquale, Mario William Depasquale, is a registered financial professional currently at HAMILTON GRANT LLC located in Calabasas, California.

Mario is registered as a RR (Registered Representative) and started their career in finance in 2007. Mario has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mario W Depasquale | Mario William Depasquale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mario Depasquale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 4, 2024 - Present

HAMILTON GRANT LLC

Office #1: 26963 Alsace Drive, Calabasas, CA 91302
BD
CRD#: 166180
Calabasas, CA
Past

September 20, 2017 - March 5, 2024

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
LOS ANGELES, CA
Past

January 22, 2008 - June 22, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
IRVINE, CA
Past

December 21, 2007 - June 22, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/5/2024)
RR
California
(3/4/2024)
RR
Nevada
(3/4/2024)
RR
Texas
(5/3/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/18/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HG
HAMILTON GRANT LLC
HAMILTON GRANT LLC

CRD#: 166180 / SEC#: , 8-69192

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
26963 Alsace Drive, Calabasas, CA 91302
Mailing Address
26963 Alsace Drive, Calabasas, CA 91302
Phone number
(310) 697-5259
Established
Delaware since 03/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
XEEN, LLCMEMBER
KEBETS, VADIMMEMBER6141170
KOCHAVI, DORONMEMBER1011155
KUO, ANDREW CMEMBER4415637
LEE, BONNY SYMEMBER2486522
O'CONNELL, THOMAS MICHAELMEMBER2529442
REA, WENDY AUSTINMEMBER724857
VIKHLYAEV, ALEXANDERMEMBER; MEMBER BOARD OF MANAGERS7278312
BIZUB, DONALD MICHAELCEO1600090
COLLETT, DAVID WENDALLVP, CFO2352407
KAISER, BRADLEY CLIFFORDCCO2523397
MORRIS, JOHN MCHAIRMAN, BOARD OF MANAGERS1655987

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAMILTON GRANT LLC

CRD#: 166180Calabasas, CA 91302

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