Pamela J. Madruga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Jeanne Madruga, who also goes by Pamela Jeanne Adams, Pamela Jeanne Madruga, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 2009. Pamela had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2023 - July 22, 2026
HIGHTOWER SECURITIES, LLC
November 7, 2023 - December 6, 2023
KEY INVESTMENT SERVICES LLC
July 28, 2022 - September 7, 2022
TRADESTATION SECURITIES, INC.
February 17, 2021 - July 26, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 7, 2019 - August 14, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 22, 2018 - September 27, 2019
CAPFINANCIAL SECURITIES, LLC.
July 14, 2015 - September 21, 2018
LPL FINANCIAL LLC
September 12, 2011 - July 20, 2015
RYAN FINANCIAL, INC.
January 25, 2011 - August 19, 2011
SANDERS MORRIS LLC
December 18, 2009 - January 3, 2011
FSP INVESTMENTS LLC
June 1, 2009 - December 17, 2009
MORGAN STANLEY
May 12, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
